write a 2-3 page (that means a minimum of 2 full pages and no longer than 3 full pages) paper (in APA format)
2. Find ONE peer-reviewed article in EACH of the above three article types about your topic (so three articles total- one study article, one literature review article, one meta analysis article).
3. For each article, describe the following:
- Purpose of the article
- Format of the article (i.e. length, subheadings, etc.)
- What did you learn about your topic from this kind of article?
4. Finally, address the following:
- Which article seems the most informative about your topic overall?
- Which article was easiest to read? Which was the most difficult?
I attach the three articles and more instruction on the assignment in the attachment box.
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Informatics for Health and Social Care
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Patient-centered care via health information
technology: a qualitative study with experts from
Israel and the U.S.
Maxim Topaz , Ofrit Bar-Bachar , Hanna Admi , Yaron Denekamp & Eyal
Zimlichman
To cite this article: Maxim Topaz , Ofrit Bar-Bachar , Hanna Admi , Yaron Denekamp & Eyal
Zimlichman (2020) Patient-centered care via health information technology: a qualitative study
with experts from Israel and the U.S., Informatics for Health and Social Care, 45:3, 217-228, DOI:
10.1080/17538157.2019.1582055
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Patient-centered care via health information technology:
a qualitative study with experts from Israel and the U.S.
Maxim Topaz*a,b, Ofrit Bar-Bachara, Hanna Admic, Yaron Denekampd, and Eyal Zimlichmane
aThe Cheryl Spencer Department of Nursing, Faculty of Social Welfare and Health Science, University of Haifa, Haifa,
Israel; bGeneral Medicine, Harvard Medical School & Brigham and Women’s Hospital, Boston, MA, USA; cGeneral
Medicine, Rambam Health Care Campus, Haifa, Israel; dHealth Information Technology, Clalit Health Services, Tel
Aviv, Israel; eSheba Medical Center, Ramat Gan, Israel
ABSTRACT
Although patient-centered care (PCC) is one of the cornerstones of modern
healthcare, the role that health information technology (HIT) plays in sup-
porting PCC remains unclear. In this qualitative study, we interviewed
academic and clinical experts from the US and Israel to understand to
what extent current HIT systems are supportive of PCC and how PCC should
be supported by HIT in the future. A maximum variation sampling approach
was used to identify nine experts in both HIT and PCC from clinical and
academic settings in Israel and the US. A qualitative descriptive method was
used to analyze the interviews and identify major themes. Experts sug-
gested that patient ownership of their disease is a core component of
PCC. The majority of the experts agreed that in both Israel and the US,
the current situation of PCC implementation is relatively poor. However, HIT
should play an important role in making patients owners of their health and
treatment and helping providers in delivering better PCC. Central domains
of PCC via HIT were providing clear information and support for patients
and promoting care that is based on patient values and preferences.
KEYWORDS
Patient-centered care;
quality of care; health
informatics; electronic
health record; qualitative
descriptive study
Over the past few decades, there were several fundamental changes that shaped the way healthcare is
viewed and practiced internationally. On one hand, healthcare has become more patient-centered
with ever-increasing attention to patient attitudes, values, and preferences as an integral part of
health services delivery. Another major change is the massive introduction of health information
technology used today by many health-care providers in their everyday work, for example the
electronic health records.
Patient-centered care
Patient-centered care (PCC) is defined by the Institute of Medicine as “providing care that is
respectful of and responsive to individual patient preferences, needs, and values, and ensuring that
patient values guide all clinical decisions”.1 In the United States (US), PCC was included as one of
the six domains of quality by the groundbreaking Institute of Medicine report titled “Crossing the
Quality Chasm: A New Health System for the 21st Century”.1 In Israel, providing PCC was also
prioritized at the national level.2 Several key principles guiding the provision of PCC were developed
CONTACT Maxim Topaz mtopaz80@gmail.com The Cheryl Spencer Department of Nursing, Faculty of Social Welfare and
Health Science, University of Haifa, Abba Khoushy Ave 199, Haifa 3498838, Israel.
*The corresponding author has since changed his affiliation to: Columbia University School of Nursing, 560 W 168th St, New York,
NY 10032, USA Phone: +972-53-919-3777
© 2019 Taylor & Francis Group, LLC
INFORMATICS FOR HEALTH & SOCIAL CARE
2020, VOL. 45, NO. 3, 217–228
https://doi.org/10.1080/17538157.2019.1582055
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internationally during the past decades, for example the eight principles of PCC introduced by the
Picker Institute and The Commonwealth Fund.3
Over the years PCC has become one of the cornerstones of modern healthcare in many countries.
Multiple studies have shown that the practice of PCC leads to better outcomes, for example
decreasing the rates of depression remission,4 achieving better blood glucose levels among diabetes
patients,5 increasing patients’ levels of physical activity,6 among many others.7 PCC is recognized as
an important aspect of care in both inpatient and outpatient settings.8
Even though awareness for PCC and its benefits is growing, the integration of PCC into daily
clinical practice sometimes remains less than satisfactory. For example, our team has conducted
a series of studies that examined the extent to which patient preferences are taken into consideration
by doctors and nurses in four different countries (US, Denmark, United Kingdom, and Israel). We
found that health providers are rarely eliciting patient preferences and infrequently act according to
patient expectations to improve satisfaction with care.9,10
Health information technology and patient-centered care
Health information technology (HIT) has become increasingly prevalent in modern healthcare. For
example, the adoption of electronic health records (EHRs) has peaked over the last decade. In the
US, the Meaningful Use legislative initiative required that all health-care settings use EHRs by 2016,
leading to an unprecedented spike in hospital EHR adoption rates from 15% in 2010 to 96% in
2015.11 In contrast in some other countries, like Israel, EHRs have been implemented in many
hospitals and outpatient settings for a longer period of time of about two decades.12
HIT is envisioned to enable effective PCC13–16, however in practice, we found few studies that
examined the role of technology in PCC.17,18 Moreover, an emerging body of evidence suggests that
some HIT functionalities might hinder PCC.19–23 For example, in our recent survey, nurse informa-
ticians from 45 countries reported low satisfaction with EHRs and identified many ways in which
EHRs serve as a barrier to providing high-quality PCC.24 One-fourth of the nurses reported that
patient information cannot be shared between the EHR systems (which is a core requirement for
PCC), while one-third of the nurses complained on poor system usability (making extraction of
patient information very hard). Similar concerns were reported about limited EHRs’ ability to
facilitate care transitions,20 extensive documentation time hindering patient-provider contact,21,22
and limited EHR usability that prevents providers from getting patient information they need.23
Today, average health-care providers spend a staggering 20–40% of their clinical time on EHRs
use21,22 yet very little is known about the extent to which this had impacted PCC.
Unanswered questions about PCC and EHRs
Although PCC is one of the cornerstones of modern healthcare, the role that HIT plays in
supporting PCC remains unclear. In this qualitative study, we interviewed academic and clinical
experts from the US and Israel to understand to what extent current HIT systems are supportive of
PCC. In our interviews, we also explored the key domains of PCC that should be supported by HIT
in the near future. We have chosen the two countries because we wanted to examine PCC in two
different health-care systems. In Israel, the healthcare system is universal and it is centralized around
the major payer for health services – the Ministry of Health. The Ministry of Health distributes funds
to four health maintenance organizations who in turn provide health services to the Israeli popula-
tion. In Israel, several HIT systems, like electronic health records and regional/national health
information exchanges, were introduced into practice more than two decades ago.25 In comparison,
the US healthcare system is decentralized and there is no universal payer for health services. Instead,
about half of healthcare spending comes from private funds (households or private businesses), the
federal government contributes about 30% and the rest of healthcare is paid for by the state and local
governments.26 Most US healthcare is delivered privately, even if it is publicly financed. Although
218 M. TOPAZ ET AL.
several hospitals in the US were pioneers in HIT, most of the US HIT was introduced into practice at
the national scale during the past decade. For example, government incentives increased the
adoption rate of electronic health records by the US hospitals from less than 25% in 2008 to more
than 96% adoption by 2016.11 Examining PCC in the context of HIT in two different health-care
systems has the potential to uncover important aspects that might have been missed if we were to
limit the study to any one particular country. For the purposes of this study, we broadly defined HIT
as any technology that is used by health-care providers, patients, and their families during engage-
ment in health-care services.
Conceptual framework
Our conceptual framework is based on the Picker Principles of Patient-Centered Care first intro-
duced in the mid-1990s.27 Using a wide range of focus groups (with recently discharged patients,
family members, physicians, and non-physician hospital staff) combined with a review of recent
literature, researchers from the Harvard Medical School, on behalf of Picker Institute and The
Commonwealth Fund, defined eight primary dimensions of PCC. These dimensions included: (1)
Respect for patient’s values, preferences and expressed needs; (2) Coordination and integration of
care; (3) Information, communication and education; (4) Physical comfort; (5) Emotional support
and alleviation of fear and anxiety; (6) Involvement of family and friends; (7) Transition and
continuity; and (8) Access to care. Picker Principles of Patient-Centered Care have directed us in
constructing this study’s interview guide and identifying codes for thematic analysis of the study
findings.
Study sample
In our sample size estimation, we used an approach aimed at maximizing the study’s “information
power”.28 In general, the larger the information power of the sample, the lower the number of
participants needed. Factors affecting information include study aim, sample specificity, use of
established theory, quality of dialogue, and analysis strategy. In our case, the least amount of
participants was needed given the following considerations: the study’s aim was specific; the combina-
tion of participants was highly specific for the study aim; the analysis was supported by an established
conceptual framework; the interview dialogue was strong (there was a clear communication between
the researcher and study participants); and the data analytics approach was explicit (thematic analy-
sis) .28
We used a maximum variation sampling approach to identify experts in both HIT and PCC from
clinical and academic settings in Israel and the US. Study experts were identified via a combination
of literature search and clinical position seniority in major clinical institutions in both countries. The
final sample of nine experts was well balanced in terms of representation of clinical and academic
settings as well as representation from both countries (see Table 1). This study received an
Institutional Review Board (IRB) approval from the University of Haifa, Israel (#355/17).
Data collection
The interview guide was developed by the study team based on the study goals and the conceptual
framework (Picker Principles of Patient-Centered Care). Our first set of interview questions was focused
on exploring the experts’ definition of PCC and their view of PCC in general and in the context of HIT.
Next, we asked the experts about the current state of PCC in the setting they are familiar with, and
whether and how the principles of PCC are implemented in HIT systems. Lastly, experts were asked
about their “ideal world” vision for HIT to support PCC. All the interviews were conducted by the
INFORMATICS FOR HEALTH AND SOCIAL CARE 219
primary investigator on this study (MT), who is an experienced qualitative researcher. Five interviews
were conducted in person and four interviews were conducted on the phone.
Each of the study experts provided consent to participate in the study and completed a semi-
structured interview with the study team based on the interview guide. All interviews were
audio recorded and transcribed verbatim. The interviews lasted between one and a half to two
hours.
Data analysis
To analyze the expert interviews in this study, we used thematic analysis, a qualitative descriptive
approach for identifying, analyzing, and reporting themes within data.29 Analysis phases were:
(1) Familiarizing with data: The study team has familiarized themselves with the interviews by
listening to the recordings, reading the transcribed data and noting down initial ideas.
(2) Generating initial codes: An initial coding scheme was then generated based on the study’s
conceptual framework, the Picker Institute’s Eight Principles of Patient-Centered Care.
(3) Data coding: All coding was done using an RDQA software (R package for Qualitative Data
Analysis).30 Two researchers trained in qualitative analysis (MT and OB) independently
coded the transcribed interviews. The codes were assigned to informative features of the
data (phrases, sentences or paragraphs).
(4) Inter-coder reliability was assured by dual coding of the first three interviews; after each
interview, the coding was reviewed for similarities and variations by comparing the level of
agreement between the two coders. Discrepancies were discussed. The inter-coder reliability
was determined to be greater than 95% agreement and each researcher continued and coded
the remaining six interviews separately. When new codes emerged, they were discussed
between the two coders and added to the coding scheme, when necessary. The two coders
agreed on all final coding and these results were shared with the study team.
(5) Searching for themes: Codes were collated into potential themes, which helped organize the
data relevant to each potential theme. Themes were evaluated to estimate their fit in relation
to the coded extracts and the entire data set.
(6) Defining and naming themes: Themes that emerged were defined and further refined. For
each theme, we identifying the “essence” of what each theme is about, and determined what
Table 1. Expert sample characteristics.
Category N (%)
Professional background
Physician 2 (22%)
Nurse 2 (22%)
Human factors analysis/human computer interaction experts 3 (33%)
Other (socio-technical domain & social work) 2 (22%)
Highest degree
PhD 7 (88%)
MA 2 (22%)
Country
US 3 (33%)
Israel 3 (33%)
Both* 3 (33%)
Affiliation
Clinical setting (hospitals or health maintenance organizations) 3 (33%)
Academic setting (universities) 3 (33%)
Both academic and clinical setting** 3 (33%)
* Experts who spent more than 5 years of their professional career in both US and
Israel.
** Experts who are currently affiliated with universities and engaged in clinical work.
220 M. TOPAZ ET AL.
aspect of the data each theme captured. This helped to generate clear definitions and names
for each theme.
(7) Producing the report: A final report was produced with a selection of vivid, compelling
interview quotes. The study themes were also related back to the research question and
literature review, producing a report of the analysis presented here.
Methodological rigor of the thematic data analyses was maintained through an audit trail and
periodic debriefing with the study team. Reliability was measured via consistency of interpretation
and coding of the qualitative data.31 An audit trail of process and analytic memos and coding books
was maintained, supporting the credibility of the results.
Five themes emerged from the analysis, including: “Expanding PCC definitions to include patients’
ownership of their health”, “Lack of PCC in clinical practice today”, “HIT provides only partial
support for PCC in today’s clinical practice”, “Ideal world: HIT should help seeing the whole patient
as owner of their health”, “Key areas for HIT support of PCC”. The next sections describe each of the
themes in detail.
Expanding PCC definitions to include patients’ ownership of their health
Overall, most of the experts in this sample described PCC as care that is based on patient’s values,
beliefs, and goals, for example “… patient centered care is care that is appropriate to the patients’
needs and in a personalized way, that takes into consideration the culture of the patient and the
views, the specific aims of life or goals of life.” In a similar vein, another expert said that PCC is “…
being respectful of and responsive to individual patient preferences, needs and values, and ensuring
that patient values guide our clinical decision.”
One prevalent and relatively new HIT-related theme of patient ownership of their health
emerged. For example, in defining PCC experts suggested that “…patient is the owner of his disease
management…” and that providers’ goal is to “…engage the patient in all phases and processes of
care…”. Technology is envisioned to support collaborative processes of health improvement and to
allow patients to take an active part in all care decisions and activities, for example “…[HIT should
allow] patient to be in charge of his own health, to allow the patient to make the decisions together
with the practitioners…” and “ …[HIT should enable] to achieve shared information, shared
deliberation, and shared mind.”
Lack of PCC in clinical practice today
Although there are a few positive examples of PCC in practice, most of the experts suggested that
PCC implementation remains poor in both the US and Israel and there is much room for improve-
ment in order to achieve care that is driven by patient values.
Lack of PCC organizational culture was viewed as one of the largest barriers for implementing
PCC in practice. For example, experts suggested that “… there are still gaps [in PCC implementa-
tion], and many organizations are struggling to create this culture of patient centered care…” or “…
We don’t do it enough [PCC]. We are patronizing. I think we know what’s best for our patient, and
sometimes it’s because we don’t have the time.” One expert deliberated “There are a lot of people
making decisions throughout any episode of care. And they are not aligned with some central focus;
which is the patient, and what the patient wants and what the patient states as preferences and needs
and goals… it really all falls apart at that point.”
Another common barrier was lack of adequate health providers’ training to be able to implement
PCC. For example, “… many of them [clinicians] believe that they don’t have the appropriate
INFORMATICS FOR HEALTH AND SOCIAL CARE 221
education to deal with that [PCC]…” and “… even in the medical school or nursing school we’re not
really taught now to be very much interested in what the patient wants …”. Another expert
identified lack of time and resources allocated for PCC training in practice “ … although they
very much agree with the idea of doing patient goal elicitation [homecare agency’s management],
they don’t have the time to train nurses on it.”
HIT provides only partial support for PCC in today’s clinical practice
There were a few examples of HIT support for PCC implemented in clinical practice today. For
example, experts from both countries described that patient portals are being used in inpatient and
outpatient settings to give patients access to their information. Another example was using mobile
devices to collect patient-reported outcomes in inpatient settings.
On the other hand, most of the experts suggested that there is still a large gap in HIT
implementation to promote PCC. For example, “…clinicians refrain from using the electronic health
record, especially while talking to the patient because it’s an interruption. They feel like, either
I focus on the computer, or I focus on the patient, I can’t do both… “, and “…I did not hear or see
how the patient goal information was connected to the plan of care in any way. It seemed
disconnected…”. Even in settings where information exchange is common (mostly Israel), practi-
tioners reported using it infrequently for PCC-related aspects of care because of poor usability and
other issues “… [about using the national information exchange system in Israel] it is time
consuming, and I think it’s focused on medical information, but not information about the person
in the center.”
In addition, several experts suggested that HIT in outpatient settings is more supportive of the
PCC. In inpatient settings, HIT systems’ design was often found to be disruptive of the PCC
workflows, for example “… But the design is so bad that the patient won’t even be able to see
anything [from the EHR], especially in inpatient care, because he is lying down…” or “… and I’ve
seen the [HIT] systems in Israel and I have seen the system here [the U.S.]. And it seems that, the
design does not support the patient narrative or the clinician work-flow.”
Ideal world: HIT should help seeing the whole patient as owner of their health
When asked about the role of HIT in PCC in an “ideal world”, experts suggested that informa-
tion technology should help providers see the whole patient, and provide tools for patients to
become owners of their health. For example, “… information technology would allow us to bring
them all into one [patients and providers], to talking the same language, into one platform …”.
Several experts pointed out that patients see healthcare as an integral part of their life, while
clinicians build systems that are often setting specific, for example inpatient or outpatient HIT
systems “… artificial focus on just [one] episode and encounter … takes away from that
perspective of the whole patient… the EHR often just drives the user into a very focused and
short-term view of the patient”. PCC requires systems that are much more integrative and
include diverse sources of health data. At the very least, HIT systems were envisioned to
summarize, collect and present PCC-related health data, like patient preferences and goals, for
example “… natural language processing that can identify which information to pull out, instead
of having someone search go through them“
In addition, HIT was suggested as one of the tools to guide providers in implementing different
steps of PCC in practice. For example, HIT can serve as an “… intelligent guide…” to trigger goal
elicitation conversations “… So to kind of trigger that the conversation should happen, here’s
information, and resources and evidence that can be shared with the patient…”, or HIT can be
used to connect patient goals, problems, and interventions, for example “…Ultimately, I would see
that, when [using HIT] the nurse does the plan of care, that the patient goals are documented, and
then the interventions and the education are configured to reflect those goals”.
222 M. TOPAZ ET AL.
Finally, experts suggested a few domains of care where HIT can help facilitate providing high-
quality PCC in the near future. The most common domain was using HIT to provide clear,
comprehensible information and support for patients, for example “… providing them [patients]
with additional information regarding their health condition, referring them to external recourses,
providing them hardcopy of any customized information …”. In addition, experts suggested that
HIT should be used to promote care that is based on patient values and preferences. For example, “
[HIT can help in] not losing actual patient voice… it will probably be a powerful thing to really make
a landing page for part of that summary for the care team to see; what is it that the patient’s saying,
or what they want.”
Key areas for HIT support of PCC
We found support for each of the eight Picker Institute’s Principles of Patient-Centered Care in
experts’ interviews. Table 2 provides summary descriptions on the potential role of technology for
each of the PCC principles and presents exemplary quotes for each principle.
Although experts in this study sample defined PCC similarly to the most prevalent definitions
identified in the literature, one significant and relatively new theme of patient ownership of disease
emerged. In the context of this HIT-focused study, patient ownership of disease meant creating an
environment in which patients own, or at least have access to, their health information. In a scenario
where patients would be able to access their health information, clinicians’ role was described as
actively seeking to achieve shared deliberation and shared mind with the patients. HIT was seen as
a key tool to help achieve these goals.
This shift to patient’s ownership of their disease through better HIT is supported by the current
literature. For example, a recent article published in the Journal of American Medical Association
suggests that healthcare is undergoing a paradigm shift, moving from an approach in which “the
doctor will see you now” to “the patient will see the doctor now”.32 Patients are seen as active
participants in their care rather than passive recipients of health services. For this paradigm shift to
happen, patients or their authorized representatives need to be able to control and access their data.
Other studies are beginning to show that patient ownership of their data benefits patients and
clinicians. For example, access to physician notes after medical encounters was shown to improve
patients’ symptom management and medication adherence.33 Similarly, direct release of lab results
to patients was found to increases patient engagement and utilization of care.34 Our results support
this emerging evidence and highlight the critical role of HIT in achieving PCC.
Most of the experts from both countries felt that in the current clinical settings, there is much
room for improvement in order to achieve care that is driven by patient values. Some of the central
barriers to PCC implementation were the lack of PCC organizational culture and lack of adequate
clinician PCC training and education. These results are in tune with findings from other interna-
tional studies. For example, results from recent US study of health-care professionals’ conceptualiza-
tion of PCC show that many clinicians charged with PCC implementation lacked basic knowledge
about PCC.35 An international study that included Israel and US has found that nurses and
physicians are not actively asking patients about their care expectations and satisfaction.36,37
Researchers from Sweden,38 other European countries39 and Australia40 have found similar issues
with lack of clinician PCC understanding and rigid organizational culture prohibitive of PCC.
We identified a few examples where HIT was used to support PCC in the current clinical practice.
For example, two experts from major hospitals in Israel and the US described that they are currently
experimenting with patient portals in inpatient setting where important information is presented to
patients in several hospital departments. On the other hand, the majority of experts suggested that
there is still a large gap in HIT implementation to support PCC. HIT was reported to be interruptive
INFORMATICS FOR HEALTH AND SOCIAL CARE 223
Table 2. Description of specific domains where health information technology should support patient-centered care.
Sub-theme* Sub-theme description Quote/s
Information,
communication,
and education
Sharing information between patient
and healthcare providers is crucial to
support PCC. Information shared with
the patient should be patient-tailored
(in terms of health literacy and specific
data shared) to improve shared
decision making.
“… [HIT should help] to communicate visually, or in some way
that is cognitively understandable by laypersons.”
“… [HIT should help in] giving patients information and resources
where they can read it on their own, and digest it as they make
the decision.”
“Transparency is really important, so whether that’s in providing, the
different options for treatment, being really transparent what those
options are and what the risks and what are the potential benefits…”
Respect for
patients’ values,
preferences,
and expressed
needs
HIT can help providers in starting PCC
conversations (e.g., goal elicitation),
storing PCC-related information (e.g.,
patient preferences) and connecting
patient goals, health problems and
interventions.
“ … [HIT is] an instrument that would augment nurse training, so
that there would be a guide for helping the nurse phrase the goal
elicitation questions…”
“… [HIT should help in] capturing that conversation happened, and
why something was chosen, is important. Because later on, there can
be other clinicians that aren’t aware of that conversation and why
certain decisions were made. It can be essential and informative to
a treatment or a care plan moving forward…”
“…Ultimately, I would see that, when [using HIT] the nurse does the
plan of care, that the patient goals are documented, and then the
interventions and the education are configured to reflect those goals”.
Coordination and
integration of
care/transition
and
continuity**
HIT systems should enable providers to
see the whole patient rather than
a series of disconnected encounters.
Patient generated data should be
gathered and made accessible to the
care team across health care settings.
“… Interoperability helps encourage and provide patient-centered
care, because providers share the complete set of data, they know
exactly what happened to the patient, and obviously, care would
be better. We have a lot of evidence that quality of care has
improved, that waste is reduced and healthcare costs are
reduced.”
“… And so when you’re really delivering patient-centered care, to
have this artificial focus on just this episode and encounter, I think
takes away from that perspective of the whole patient. And so,
the EHR is often just drives the user into a very focused and short-
term view of the patient.”
“… But so, in designing our systems, we really need to figure out
that information flow, and that the patient entered data is highly
important and it shouldn’t be considered secondary. We need to
really centralize it, display it, and make sure that the whole care
team is aware of it.”
Involvement of
family and
friends
HIT can help to actively involve
patients’ significant others (e.g., family
or friends) in the care processes.
Sharing patient information should be
done in a safe manner where the
patient decides on the extent of access
to data.
“… Basically, these [electronic] tools create new opportunities for
patients and family members, a new potential to participate
actively in their care.”
“… So one of the things that acute care patient portals have yet
to fully succeed on, is showing the schedule of the day, and this is
probably one of the, at least I’ve seen, most frequently requested
things from patients and families. Particularly families, because
they’re working! Or they’re there, but they want to be able to go
grab a cup of coffee, and not miss when many doctors coming.
I mean families have schedules they have to keep too – but we
don’t really respect it in health care.”
“… proxy access means you are giving somebody access to your
whole record. You don’t have any control of the granularity of it…
a patient should be able to have some control over what that
looks like…”
Emotional support
and alleviation
of fear and
anxiety
HIT can support provider-to-patient
and patient-to-patient conversations to
alleviate fear and anxiety and provide
emotional support.
“… [providing relevant information] allows them [patients] to be
more comfortable in terms of understanding what’s going on
around them, giving them more information to reduce anxiety,
reduce uncertainty…”
“… HIT platforms that enable patients to communicate with
patients with similar conditions and empower them…”
Access to care HIT can support patients’ access to
care and enable providers to
understand patients’ access to care.
“… [HIT can support understanding] physical environment, does
somebody have access to grocery stores? If you are asking
someone to create a meal plan with certain characteristics while
there’s no grocery stores nearby that sell that type of food”
Physical comfort HIT systems should be designed to
support PCC (e.g., computer screens
that can be shown to patients who are
lying down).
“… But the design is so bad that the patient won’t even be able
to see anything [from their electronic health record], especially in
inpatient care, because he’s lying down. And it is not designed in
a way that is supposed to be seen by a patient.”
*Sub-themes of theme number 5 “Key areas for HIT support of PCC” are based on Picker Principles of Patient-Centered Care and
are sorted by the frequency of appearance in the interviews (from the most discussed to the least discussed).
**Principles “Coordination and integration of care” and “Transition and continuity” were merged since they referred to similar
ideas in expert interviews.
224 M. TOPAZ ET AL.
of PCC oriented workflows and lacking PCC related functionality. For example, clinicians refrained
from using the EHR while talking to the patient because it was considered an interruption and the
EHR did not allow clinicians to connect documented patient goals to interventions. These results are
supported by a growing body of literature. For example, in a recent systematic review of 41 studies
focused on patient-physician communication, researchers have found that EHR use interrupts
nonverbal engagement between patients and physicians and interferes with capture of psychosocial
and emotional information.41 In another study, it was found that multiple health practices experi-
enced common challenges with their EHRs’ capabilities to document and track relevant behavioral
health and physical health information.42
Experts in our study have also reported that clinicians are facing challenges with access to patient
data across the care continuum. Surprisingly, these challenges were persistent even in Israel where
a national health data exchange enables providers to access inpatient and outpatient information for
a significant proportion of Israeli population.43 Some of the major reasons for not using the available
information were the lack of EHR usability and insufficient PCC related information within the
EHR. In multiple other studies, similar issues with EHR use have also been identified. For example,
in a series of recent studies from the US, it was indicated that EHR did allow adequate documenta-
tion and tracking of relevant behavioral health and physical health information such as mental health
diagnoses or behavioral health visit notes.42,44 Other studies indicated that some PCC related
information is available in free text clinical notes within the EHR (e.g., information about poor
social support within discharge summaries),45 however EHRs lack built-in tools to easily search for
this information. Our results coupled with the recent studies suggest that more efforts are needed to
improve the current functionality of HIT to support PCC. This might require a complete redesign of
EHRs, in a fashion that would improve user functionality as well.46
When asked about the role of HIT in PCC in the ideal world, experts in our sample expressed
several common ideas. First, most of the experts suggested that HIT should help health providers see
the whole patient. Currently, information about healthcare is very fragmented and it includes
a mosaic of clinically focused episodes of care. In order to achieve PCC, a shift is needed from
this fragmented view to a holistic picture where patients’ values, preferences, and goals are in the
center. For example, one expert in our sample envisioned a patient “landing” page within the EHR
where the most important information about a patient is presented, including patients’ goals and
values. Another common idea was envisioning HIT as a tool for patients to become owners of their
health, which should lead to increased patient engagement and other positive outcomes. HIT was
described as a platform that should enable health providers and patients “… achieve shared
information, shared deliberation, and shared mind.”
Finally, our study pointed to several domains where HIT can help facilitate providing high-quality
PCC in the near future. The most common domains were using HIT to provide clear, comprehen-
sible information and support for patients and to advance care that is based on patient values and
preferences. Our results showed that HIT can help in promoting each of the eight Picker Institute’s
Principles of PCC in practice.
This study has several important limitations. First, this was a thematic analysis of interviews with
nine experts and our results’ generalizability is limited. Also, the study experts were from major
academic institutions and leading clinical centers, which also impacts the generalizability of results.
In addition, our study experts mostly represented medicine and nursing (except for two participants
with socio-technical and social work backgrounds) and incorporating experts from other profes-
sional backgrounds might have resulted in different results.
This qualitative descriptive study with nine experts in PCC and HIT from Israel and the US aimed to
explore the existing state of HIT for better PCC and identify venues for further development. In
addition to common PCC definitions in the literature, experts suggested that patient ownership of
INFORMATICS FOR HEALTH AND SOCIAL CARE 225
disease is a core HIT-related component of PCC. A majority of the experts agreed that in both Israel
and the US, the current situation of PCC implementation is relatively poor due to providers’ lack of
training and rigid organizational cultures. In the current clinical practice, HIT was not seen as
a critical tool for PCC implementation. However, HIT can and should play a major role in making
patients owners of their health and treatment, and helping providers in delivering better PCC. Some
of the central domains where HIT can be used in support of PCC were providing clear, compre-
hensible information and support for patients, and promoting care that is based on patients’ values
and preferences.
This research has been performed in accordance with the Declaration of Helsinki. The Institutional Review Board of
the University of Haifa – Faculty of Social Welfare and Health Sciences grated approval for this study and research on
human subjects on October 19, 2017, under approval number 355/17. All participants in this study have given written
consent to the inclusion of material pertaining to themselves. They acknowledge that they cannot be identified via the
paper and have been fully anonymized.
The data that support the findings of this study are available on request from the corresponding author, MT. The data
are not publicly available due to privacy restrictions.
No potential conflict of interest was reported by the authors.
This work was supported by the Israel National Institute for Health Policy Research (NIHPR) .[ר/2017/232]
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- Abstract
Introduction
Patient-centered care
Health information technology and patient-centered care
Unanswered questions about PCC and EHRs
Methods
Conceptual framework
Study sample
Data collection
Data analysis
Results
Expanding PCC definitions to include patients’ ownership of their health
Lack of PCC in clinical practice today
HIT provides only partial support for PCC in today’s clinical practice
Ideal world: HIT should help seeing the whole patient as owner of their health
Key areas for HIT support of PCC
Discussion
Conclusions
Ethics approval and consent to participate
Availability of data and materials
Disclosure statement
Funding
References
How technology is empowering patients? A
literature review
Jorge Calvillo PhD,*§ Isabel Rom�an PhD*†§ and Laura M. Roa PhD†‡§
*IT Health Scientist in Biomedical Engineering Group, †Professor, ‡Head of Biomedical Engineering Group, University of
Seville, Seville and §CIBER de Bioingenierı́a, Biomateriales y Nanomedicina (CIBER-BBN), Seville,
Spain
Correspondence
Jorge Calvillo
Escuela T�ecnica Superior de
Ingenierı́a
C. de los Descubrimientos
s/n 41092 Sevilla
Spain
E-mail: jorgecalvilloarbizu@gmail.com
Accepted for publication
1 May 2013
Keywords: health information
systems, medical informatics, patient
education, patient empowerment,
patient participation
Abstract
Background The term ‘Patient Empowerment’ (PE) is a growing
concept – so in popularity as in application – covering situations
where citizens are
encouraged to take an active role in the man-
agement of their own health. This concept is serving as engine
power for increasing the quality of health systems, but a question
is still unanswered, ‘how PE will be effectively achieved?’ Beyond
psychological implications, empowerment of patients in daily prac-
tice relies on technology and the way it is used. Unfortunately, the
heterogeneity of approaches and technologies makes difficult to
have a global vision of how PE is being performed.
Objective To clarify how technology is being applied for enhanc-
ing patient empowerment as well as to identify current (and
future) trends and milestones in this issue.
Search strategy Searches for relevant English language articl
es
using Medline, Scopus, ACM Digital Library, Springer Link, EB-
SCO host and ScienceDirect databases from the year 2000 until
October 2012 were conducted. Among others, a selection criterion
was to review articles including terms ‘patient’ and ‘empowerment’
in title, abstract or as keywords.
Main results and conclusions Results state that practical
approaches to empower patients vary in scope, aim and technol-
ogy. Health literacy of patients, remote access to health services,
and self-care mechanisms are the most valued ways to accom-
plish PE. Current technology already allows establishing the first
steps in the road ahead, but a change of attitude by all
stakeholders (i.e. professionals, patients, policy makers, etc.) is
required.
Introduction
As the appearance of the first Internet-based
applications supporting new methods of health-
care delivery, the potential of Information and
Communication Technologies (ICT) for chang-
ing the role of users has been well-known.
1,2
Experts predicted a range of benefits from the
efficient adoption of ICT in the health-
care domain.
3
For example, the possibility of
providing citizens with mechanisms for access-
ing information and knowledge required to
643
© 2013 John Wiley & Sons Ltd
Health Expectations, 18, pp.643–652
doi: 10.1111/hex.12089
understand their health status and to make
informed decisions.
4
ICT could also bring new
ways of connectivity among patients, users and
health providers to establish virtual communi-
ties in which end users adopt the role of
information providers for their peers.
5,6
Furthermore, technology would ease the devel-
opment of tools and solutions for maintenance
of healthy habits, education in health, self-man-
agement of chronic diseases and deployment
and use of Personal Health Records (PHR)
controlled by patients.
1
Finally, technology
promised to reduce economic costs and pro-
mote a more sustainable health care.
7
Patient Empowerment (PE) is a growing
concept – so in popularity as in application –
that covers situations where citizens are
encouraged to take an active role in the man-
agement of their own health, transforming the
traditional patient–doctor relationship and
providing citizens with real management capa-
bilities.
1
Gibson, in a review about PE in
health, redefined empowerment as a process of
helping people to assert control over the fac-
tors which affect their health.
8
Another litera-
ture review defines PE as a continuous process
through which patients (and patient groups)
work in partnership with their health-care sys-
tem. The objective of this collaboration is to
enable patients to become more responsible for
and involved in their treatment and health
care.
9
Despite differences among definitions, the
central idea is shared: an attempt for patients
to take charge of their own health. Some com-
mon keys are as follows:
1. Health-care professionals should be the first
promoters of PE.
1
0
2. An empowered patient should be educated
to think critically, make informed decisions
and then adjust to prescribed care plans (i.e.
become a health literate).
11,12
3. Dependency on people should be partially
transformed to dependency on systems.
6
4. Technology for PE may also bring problems
due to digital divide existing in society
between people with and without technology
skills (what is called ‘digital literacy’).
13–16
At organizational level, it is assumed that
PE is a cornerstone for the transformation and
evolution of the health-care domain, becoming
a philosophy inspiring policies and services.
17,18
As an example, the European Commission, the
European Council and the World Health Orga-
nization (WHO) – Europe – are supporting
actively the development of PE solutions by
acting in several points such as bringing access
to information and trust advice to people, pro-
moting health literacy of patients or supporting
new models of chronic care.
19
Thus, the con-
cept PE is serving as engine power for increas-
ing the quality of health systems by policy
makers.
20
Beyond psychological implications, empow-
erment of patients in daily practice relies on
technology and the way it is used.
16
As the
application of ICT in the health-care domain
has been performed in an uncontrolled way
and with no formalization or guidelines, now
empowerment of patients (as will be shown in
this paper) is shared by a wide spectrum of dif-
ferent and separate research fields such as
end-user applications, homecare, information
systems and communications. This multidisci-
plinary divergence increases the complexity of
the matter because it often requires a knowl-
edge translation among areas. Moreover, PE
(even the term) is performed through many dif-
ferent ways depending on the specific research
field addressing it. These facts lead to a frag-
mented application of heterogeneous technolo-
gies for empowering patients.
To our knowledge, several literature reviews
focus on PE, but none has both a general pur-
pose and an emphasis on technology. The
scope of these reviews varies in different ways.
Aujoulat et al.
21
examined how the term
‘empowerment’ has been used in relation to
care and education of patients with chronic
conditions over an 11-year period (1995–2006).
This review bases on the theory of patient edu-
cation as a mechanism for empowerment in
chronic scenarios and its benefits for patients.
Laugharne et al.
22
had mental health as
domain for their review of trust, choice and PE
from 1980 to 2005. This review stated that PE
© 2013 John Wiley & Sons Ltd
Health Expectations, 18, pp.643–652
How technology is empowering patients? J Calvillo, I Rom�an and L M Roa644
was accomplished at organizational level (e.g.
policies of patient involvement in health care),
but there was no evidence of real performance
of PE in daily practice of mental health care.
Technology applications were not reported in
this paper. Macq et al.
23
reviewed literature to
extract findings of PE in tuberculosis control.
They identified trends and barriers of empow-
ering of tuberculosis patients but did not
include any reference to technology applica-
tions. Another review focused on methodolo-
gies for PE was published by Virtanen et al.
24
.
This paper made a literature review to describe
the nature of empowering discourses between
patient and nurse. The main result was a heter-
ogeneous range of discourse methodologies to
empower patients, but no technology was iden-
tified to do it. Finally, Lober et al.
25
published
a review strongly oriented to find synergies
between health care and ICT. Although its
health focus was oncology nursing, it presented
papers of general purpose. This review mainly
placed emphasis on new models of interaction
between patients, doctors and others thanks to
the Internet and social media as well as known
areas such as monitoring and administration
systems. This was a broad review but with a
research methodology covering rather than for-
mal published papers (i.e. web references, tools
and technical reports).
Through a literature review, our paper aims
at clarifying how technology is being applied
to PE as well as future trends and milestones.
The review focuses on identifying current
trends of technology applied to PE, in particu-
lar, which technologies are being used, how
they are applied and how empowerment is pro-
posed and accomplished. Because approaches
of technology applied to PE have recently
appeared, this paper makes a review from the
year 2000 to October 2012 considering that
prior works are theoretical or related to social
interaction. Finally, although there exist other
concepts related to empowerment for nurses,
doctors and others,
3
considering them is out of
the scope of our review.
Methods
We searched for relevant English language arti-
cles using Medline, Scopus, ACM Digital
Library, Springer Link, EBSCO host and
ScienceDirect databases from the year 2000
until October 2012 (papers in press included).
The first step was collecting articles that
included ‘patient’ and ‘empowerment’ in title,
abstract or as keywords. For the sake of thor-
oughness, several searches were performed by
substituting ‘patient’ by ‘citizen’, ‘user’, ‘con-
sumer’, ‘human’ and ‘subject of care’ but
always with focus on the health domain.
Another set of searches was performed to col-
lect publications with the terms ‘empowering
patients’, ‘empower patients’, ‘empower peo-
ple’, ‘health informatics’, ‘health information
systems’, ‘patient-centred’ or ‘patient-centric’ in
title, abstract or keywords. Opinion papers, let-
ters and reviews were excluded. Figure 1 shows
the selection process for this article review.
Identified abstracts and contents were
screened by two peers in parallel to determine
eligibility for further review. The following eli-
gibility considerations were made:
1. The development, validation or assessment
of technology for PE should be presented in
the article. Those papers expressing opinions
or conducting reviews were excluded;
2. The empowerment action should be per-
formed for the direct benefit of patients.
Technology applied to empowerment of
medical staff, relatives or others were not
considered, even although this had indirect
benefits for patients;
3. Many technology applications in health lead
to more efficient care but not to empowering
individuals. For example, remote monitor-
ing with no intervention by patients, or
EHRs only for health professional use. This
kind of applications means better health for
patients but not increasing the trust, auton-
omy or safe sense of patients. Articles where
patient empowerment is not properly justi-
fied or stated were excluded.
© 2013 John Wiley & Sons Ltd
Health Expectations, 18, pp.643–652
How technology is empowering patients?, J Calvillo, I Rom�an and L M Roa 645
From the eligible papers, the reviewers
extracted data such as publication year, if they
were focused on particular medical specialties,
technology used or how PE was claimed to be
achieved.
Results
Searching the online databases resulted in
12 389 articles. After combining results and
excluding duplication, 9540 articles left. Later,
reviews of abstract and content were per-
formed. 9087 and 187 articles were excluded,
respectively, according to eligibility criteria pre-
viously defined. Thus, only 266 papers satisfied
all the requirements of the process. The set of
references included in the review can be con-
sulted via web.
26
As first point of this review, it
is worthy to mention that the number of
articles published about technology for PE has
increased notably. However, the number of
papers does not follow an exponential ten-
dency, but it presents an increasing variability
between consecutive years (Fig. 2).
The articles selected have been classified
according to the medical specialty or disease
which the technology developed is planned to.
Figure 3 shows the results. Technology in
45.9% (123) of articles is applied to all knowl-
edge areas of health as in the case of medical
information management or patient educa
tion.
Both examples may cover the whole range of
health issues and diseases. 11.5% (31) of arti-
cles focus on medical specialties (e.g. dermatol-
ogy and paediatrics), and 13.6% (36) present
solutions applied to some specific disease (e.g.
HIV and depression). Diabetes (10.8%, 29),
oncology (8.2%, 22) and chronic diseases
Scopus
Search strategy
(n = 4.186)
Medline
Search strategy
(n = 6.285)
ScienceDirect
Search strategy
(n = 595)
Combine results
(n = 12.389)
Abstract review
(n = 9.540)
Exclude
duplicates
(n = 2.849)
Content review
(n = 453)
Excluded in
abstract review
(n = 9.087)
Articles included
(n = 266)
Excluded in
content review
(n = 187)
ACM Digital
Library
Search strategy
(n = 213)
Springer Link
Search strategy
(n = 613)
EBSCO host
Search strategy
(n = 497)
Figure 1 Flow of article selection in the literature review.
0
5
10
15
20
25
30
35
40
45
50
2000 2001 2002 2003 2004 2005 2006 2007 2008 2009 2010 2011 2012
N
um
be
r
of
a
rt
ic
le
s
Publication year (until October 2012)
Figure 2 Number of articles published on technology for patient empowerment over the years.
© 2013 John Wiley & Sons Ltd
Health Expectations, 18, pp.643–652
How technology is empowering patients? J Calvillo, I Rom�an and L M Roa646
(5.2%, 14) have been classified separately due
to the relevant number of articles on these top-
ics. Finally, technology in 4.8% (13) of
reviewed papers is centred on other areas such
as Pharmacy and Lactation, which cannot be
grouped easily by the previous categories.
Once determined the health issue in which
PE is approached, the next point is to classify
what technology is used to accomplish it
(Fig. 4). Web services and communication net-
works are the most used technologies (74 and
51 articles, respectively). Both technologies are
applied to different scenarios and purposes but
always easing remote communication and
access to health information and services.
Besides them, both PHR and Electronic Health
Record (EHR) approaches share outstanding
positions. The reason could be that they have
been considered cornerstones for the techno-
logical revolution of the health-care domain,
and there are many efforts developing them.
EHR and PHR are similar each other although
address PE differently. EHR provides the
patient with access and knowledge of his/her
health information; meanwhile, PHR grants a
patient with administration privileges too.
27,28
Another relevant set of approaches focuses on
translating the methodology of patient support
groups to virtual world using social media and
online communities. In these scenarios, the
patient receives advice from peers and he/she
can be an information provider for others.
Finally, other relevant technologies are as fol-
lows: Internet as source of information, soft-
ware and mobile apps, security mechanisms,
devices and communication media (such as tra-
ditional and IP telephony or e-mail).
The last point of this review categorizes how
the different approaches empower patients. The
same technology may deploy two different
General
45.9%
Medical
specialties
11.5%
Diabetes
10.8%
Chronic
diseases
5.2%
Oncology
8.2%
Other
4.8%
Specific
disease
13.6%
Figure 3 Classification of selected articles according to the
health area where they empower patients.
0
10
20
30
40
50
60
70
80
N
u
m
b
er
o
f
ar
ti
cl
es
Technology applied
Figure 4 Number of articles categorized by technology they use to empower patients.
© 2013 John Wiley & Sons Ltd
Health Expectations, 18, pp.643–652
How technology is empowering patients?, J Calvillo, I Rom�an and L M Roa 647
approaches for PE. For example, e-mail com-
munication could be used for strengthening
doctor–patient relation or alerting patient of
modification of his/her health information
record. Figure 5 summarizes the findings. Note
that most articles adopt two or more mecha-
nisms for PE. The most popular way for
empowerment is patient education, shared for
40% of reviewed articles. It is widely argued
that an educated patient can make more
informed decisions, improve compliance,
reduce anxiety levels and participate actively in
the treatment of his/her diseases. This fact is
more relevant in chronic scenarios where the
patient must modify his/her life and adapt to
permanent conditions. If healthy scenarios
were considered, benefits of patient education
could be translated to the maintenance of
health and prevention tasks through citizen
education. Enhancing commodity of patients is
another important approach for
empowerment.
It is accomplished by reducing the complexity
of daily tasks such as the patient–doctor com-
munication (e.g. e-mail or instant messaging),
online access to administrative services and tel-
ediagnosis. Self-care is a benefit of patient edu-
cation with a significant number of articles
proposing mechanisms to accomplish it. The
access to own health information and to reli-
able advices improves awareness of patients in
their condition and adherence to treatment
plans. Another relevant paradigm to empower
patients is to turn them into providers of sup-
port and advice for peers. As providers,
patients feel useful, and as receivers, they
obtain support and comprehension of peers
that suffer (or suffered) similar conditions.
Security also counts as a driving force for
PE in different ways. Control of distribution
and disclosure of personal information are the
most relevant PE mechanisms followed by
control over its edition, and privacy and
confidentiality of communications. Due to the
confidential content of health information,
patients are very concerned with security
requirements. Many reviewed articles consider
scenarios with no mechanism to protect data
and communications, but security is an essen-
tial requirement of technology applications in
the health-care domain. Other PE ways are to
strengthen the doctor–patient relation, to
access general or personalized information and
to promote behaviour modification, etc.
Discussion
In the introduction section, the objective of the
review was stated: to identify how PE is being
approached through technology and which
milestones would be required to accomplish a
real empowerment of patients. We selected and
described the results of 266 papers on technol-
ogy applications for PE. The number of such
approaches shows a strong increase in recent
years (Fig. 2). Two facts could be responsible
of that tendency: the advancements in ICT
(with the consequent wider application to
health) and the currently rising awareness of
0
20
40
60
80
100
120
N
um
be
r
of
a
rt
ic
le
s
Paradigms for empowering patients
Figure 5 Number of articles categorized by how they empower patients.
© 2013 John Wiley & Sons Ltd
Health Expectations, 18, pp.643–652
How technology is empowering patients? J Calvillo, I Rom�an and L M Roa648
providing patients with an active role and
capabilities of management.
In a broad sense, the term ‘patient empower-
ment’ is often used in the literature and health
policy to characterize an essential key for
involving patients in their health care. In most
approaches, PE is addressed from a psycholog-
ical perspective (i.e. studies of how health-care
professionals could make patients more confi-
dent and involved in their health-care pro-
cesses), but also in some cases, technology is
applied for empowering patients. Thus, impli-
cations on daily practice are restricted to mod-
ify attitudes of patients (what we classify as
Milestone 1 of empowerment, as it will be fur-
ther explained in the following) and not to
involve them actively in processes.
From the results of the review, some interest-
ing points can be extracted for discussion.
First, there is a wide spectrum of technologies
empowering patients. There are initiatives that
use promising technologies (such as games and
virtual worlds
29
or textile monitoring
30
), and
others reuse common (and sometimes in disuse)
technologies (e.g. audio call
31
or video record-
ing
32
). According to current and future tech-
nology trends for empowering patients, it can
be stated that approaches in this domain fol-
low the general tendencies of research and
development in ICT. As revolutionary technol-
ogy in every sector of society, Web services is
also one of the most used technologies for
empowering patients. Its application covers
several approaches such as information web
pages, interactive portals, infrastructure of dis-
tributed services and remote data access. Its
versatility, popularity and development in
other domains make it the first choice for
developers of solutions in health domain.
Booming technologies in other sectors (e.g.
social media and mobile apps) are being stea-
dily applied to empower patients. Forums,
blogs and social networks are suitable vehicles
to translate support groups from real life to
electronic world, ease the communication
among patients and professionals and
strengthen the continuity of care beyond
physical appointments. In addition, the wide
adoption of smartphones in daily life brings
many potential trends for patient empower-
ment such as ubiquitous access to health infor-
mation for patients and professionals or
smartphone applications for monitoring
chronic conditions, disease prevention tasks
and promotion of healthy habits.
Finally, an interesting result is the slightly
higher use of PHR (12.7% of articles) for
empowering patients than of EHR (10%).
According to public opinion, PHR is a natural
evolution of EHR towards a real data manage-
ment by patients. Thus, the common assump-
tion a priori is that PHR would be a much
more significant trend for empowering patients
than EHR. But that is not right because
although EHR does not delegate management
capabilities to patients, it contributes to
empower them through the access to their
information. Often, the scenario of patients
suffering burdens for accessing their own
health data is underestimated or not consid-
ered. But our review reveals that is still a nec-
essary action line without which other
approaches (such as data management in
PHR) cannot be addressed.
From the literature review, we can conclude
that different levels of empowerment exist (as
has been stated in previous works
33
). All the
reviewed approaches have the same objective
(i.e. to empower patients), but the grade of
autonomy or involvement that the subject
obtains varies from one solution to another.
These levels of empowerment may serve as
overview of milestones in the road of patient
empowerment.
1. Milestone 1: Patient is aware of his/her
health condition and properly informed by
doctors. There is a first change of attitude
from passive and ignorant to active and par-
ticipant to face diseases. In this stage,
patients are well informed about prognosis
and treatment options, and this makes them
to be more likely to make decisions, adhere
to their treatment plan and have better out-
comes.
2. Milestone 2: Individual (not necessarily
patient) active not only in the treatment of
© 2013 John Wiley & Sons Ltd
Health Expectations, 18, pp.643–652
How technology is empowering patients?, J Calvillo, I Rom�an and L M Roa 649
diseases but also in the maintenance of his/
her health and prevention tasks. Now citi-
zen is willing to perform healthy activities,
monitor food and hygiene habits, modify
damaging behaviours, etc., in order to pre-
vent diseases or enhance his/her wellness.
Doctors play the role of encouraging these
attitudes which result in a healthier popula-
tion.
3. Milestone 3: Citizens are educated (and not
simply informed) in health. A democratiza-
tion of knowledge is accomplished, that is,
citizens can proactively access information,
knowledge and advices not guarded by
health professionals. Health knowledge must
be understandable, reliable and accessible
for any citizen according to different skills.
Now doctor and patient are collaborators at
the same level, and there is a mutual trust.
Figure 5 shows how education of patients is
the first concern (with 39.4% of selected
articles). From their point of view, doctors
plead for educated patients that adopt effec-
tively their care plans and willing to know
more about their health conditions.
4. Milestone 4: Citizens are not only health
information sinks but also sources. Technol-
ogy allows citizens to act as health informa-
tion and advice providers for peers
worldwide with little or no supervision by
doctors. Citizens embrace a new dimension
in empowerment when their health experi-
ences can help others and when they are
counselled by people who speak their own
language.
Finally, there may be some obstacles against
patient empowerment. First, citizens must able
to trust in technology empowering them in
order to play their proactive roles. Thus, con-
sidering carefully, the application of technology
to empower patients is required. For example,
Web pages as information sources are promis-
ing for rising health literacy of patients, but
they can lead to misunderstandings and wrong
decisions without a precise assessment by trust-
worthy third party; or privacy and confidential-
ity of information flows from/to EHR and
PHR should not be a secondary feature of sys-
tems. Indeed, security is an essential require-
ment on communication and health
information systems, but only 6% of articles
focus on (or include as complement) security
mechanism.
Another major obstacle is reluctance of doc-
tors to lose their power. Health professionals
encourage citizens to be informed and adhere
to their treatment plans, but sometimes more
knowledge is not desirable. This fact is conse-
quence of people using Internet as first source
of health information without considering the
harm that unreliable and understandable infor-
mation can make. But a well-educated patient
through precisely assessed information sources
by health professionals is a win–win scenario.
Obviously, also citizens may desire to hold the
status quo, that is, maintain a passive role on
their health, as some studies pointed out previ-
ously.
34
Thus, involved actors’ attitudes
towards PE will determine the real swift of
health-care delivery models and the role of
each actor.
Conclusion
In conclusion, practical approaches to
empower patients vary in scope, aim and tech-
nology. The set of areas where empowerment
may be accomplished is so wide (as was
showed in Fig. 5) that almost any current ini-
tiative of ICT applied to health covers mecha-
nisms for empowering patients. As has been
reviewed, there exist different (in scope and
autonomy grade of citizens) levels of empower-
ment that may be mapped to specific mile-
stones. Current technology already allows
establishing the first steps in the road ahead,
but a change of attitude by all stakeholders
(i.e. professionals, patients and policy makers)
is required. Furthermore, despite motivation,
PE strongly depends on accessibility of solu-
tions and interfaces. For a real empowerment
of patients, all citizens must be capable of
accessing systems empowering them, no matter
their digital literacy, economic level, education
or disabilities.
35
Therefore, if obstacles and
© 2013 John Wiley & Sons Ltd
Health Expectations, 18, pp.643–652
How technology is empowering patients? J Calvillo, I Rom�an and L M Roa650
gaps are successfully addressed, at medium-
term technology will ease the emergence of a
new patient fully equipped for the health-care
challenging scenarios of the 21st century.
Source of funding
This work has been partially supported by the
CIBER-BBN (inside project PERSONA), the
Biomedical Engineering Group at University
of Seville, an Excellence Project of the Anda-
lusian Council (TIC-6214) and a grant from
the Fondo de Investigaci�on Sanitaria inside
project PI082023. CIBER-BBN is an initiative
funded by the VI National R&D&i Plan
2008–2011, Iniciativa Ingenio 2010, Consolider
Program, CIBER Actions and financed by the
Instituto de Salud Carlos III with assistance
from the European Regional Development
Fund.
Conflicts of interest
No conflicts of interest occurred.
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individual use.
Instruction read carefully
here are essentially three types of peer-reviewed journal articles:
1. A study (can be
qualitative
or
quantitative, and primary or secondary
)- where the authors of the article actually carried out a study with a stated methodology, collected data, and analyzed the data to reach a conclusion about a specific study question
2. A literature review- where the authors of the article search the existing journal articles and studies about a specific topic and write a comprehensive review about the topic- but do not actually carry out a study and/or collect data
3. A meta-analysis- where the authors of the article combine the results of several high-quality articles that used similar methods to collect and analyze data into one summary statistic- starts with a literature review, but goes a step further by doing data analysis of the data and outcomes from other studies
In past semesters, students have stated that they sometimes don’t feel truly comfortable with the differences between these three types of articles. They all have different formats, purposes, and types of information, so it’s important that we can establish the core differences early in the semester so you know what to look for moving forward. In chapter 22, you will learn about numbers 2 and 3 (for more information, you can check out this article:
Systematic Literature Reviews and Meta-Analyses (Links to an external site.)
).
For this assignment, you must write a 2-3 page (that means a minimum of 2 full pages and no longer than 3 full pages) paper (in APA format) with the following:
1. Pick ONE broad topic within healthcare (examples: cancer, Medicare, anxiety, pregnancy, health information technology, nutrition, physical therapy, etc.).
2. Find ONE peer-reviewed article in EACH of the above three article types about your topic (so three articles total- one study article, one literature review article, one meta analysis article).
3. For each article, describe the following:
· Purpose of the article
· Format of the article (i.e. length, subheadings, etc.)
· What did you learn about your topic from this kind of article?
4. Finally, address the following:
· Which article seems the most informative about your topic overall?
· Which article was easiest to read? Which was the most difficult?
How will you know which article is which type? Studies usually have specific sections for methodology (i.e. where they explain what they did in detail) and data collection/analysis. Literature review articles usually do not have a methodology or, if they do, their methodology consists only of the guidelines they followed to find the articles they used. Meta analysis articles do have methodology and data analysis sections, but they describe which existing articles they used (kind of like a literature review). An even better indicator: most literature review and meta analysis articles will have the terms “literature review” or “meta-analysis” somewhere in the title or abstract- read carefully!
RESEARCH ARTICLE Open Access
Using routine health information data for
research in low- and middle-income
countries: a systematic review
Yuen W. Hung1, Klesta Hoxha1, Bridget R. Irwin2, Michael R. Law3 and Karen A. Grépin4*
: Routine health information systems (RHISs) support resource allocation and management decisions at
all levels of the health system, as well as strategy development and policy-making in many low- and middle-
income countries (LMICs). Although RHIS data represent a rich source of information, such data are currently
underused for research purposes, largely due to concerns over data quality. Given that substantial investments have
been made in strengthening RHISs in LMICs in recent years, and that there is a growing demand for more real-time
data from researchers, this systematic review builds upon the existing literature to summarize the extent to which
RHIS data have been used in peer-reviewed research publications.
: Using terms ‘routine health information system’, ‘health information system’, or ‘health management
information system’ and a list of LMICs, four electronic peer-review literature databases were searched from
inception to February 202,019: PubMed, Scopus, EMBASE, and EconLit. Articles were assessed for inclusion based on
pre-determined eligibility criteria and study characteristics were extracted from included articles using a piloted
data extraction form.
: We identified 132 studies that met our inclusion criteria, originating in 37 different countries. Overall, the
majority of the studies identified were from Sub-Saharan Africa and were published within the last 5 years. Malaria
and maternal health were the most commonly studied health conditions, although a number of other health
conditions and health services were also explored.
: Our study identified an increasing use of RHIS data for research purposes, with many studies applying
rigorous study designs and analytic methods to advance program evaluation, monitoring and assessing services,
and epidemiological studies in LMICs. RHIS data represent an underused source of data and should be made more
available and further embraced by the research community in LMIC health systems.
Keywords: Routine health information systems, Low- and middle-income countries, Systematic review
Background
Routine health information systems (RHISs) collect and
provide information at regular intervals on services and
activities delivered in health facilities [1]. RHISs have
been implemented in many low and middle-income
country (LMIC) health systems to support resource allo-
cation and day-to-day management decisions at facility,
district, provincial, and national levels, as well as to fa-
cilitate strategy development and policy-making [2, 3].
Despite the fact that RHISs are being implemented at
scale in many LMICs, and that they have been widely
recognized as an important component of health sys-
tems strengthening [4, 5], prior studies have suggested
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licence, unless indicated otherwise in a credit line to the material. If material is not included in the article’s Creative Commons
licence and your intended use is not permitted by statutory regulation or exceeds the permitted use, you will need to obtain
permission directly from the copyright holder. To view a copy of this licence, visit http://creativecommons.org/licenses/by/4.0/.
The Creative Commons Public Domain Dedication waiver (http://creativecommons.org/publicdomain/zero/1.0/) applies to the
data made available in this article, unless otherwise stated in a credit line to the data.
* Correspondence: kgrepin@hku.hk
4School of Public Health, Hong Kong University, Pok Fu Lam, Hong Kong
Full list of author information is available at the end of the article
Hung et al. BMC Health Services Research (2020) 20:790
https://doi.org/10.1186/s12913-020-05660-1
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http://creativecommons.org/licenses/by/4.0/
http://creativecommons.org/publicdomain/zero/1.0/
mailto:kgrepin@hku.hk
that researchers continue to prefer using intermittent
cross-sectional population-based surveys rather than
RHISs data to conduct studies, including the monitoring
of health programs and policy evaluations [6–8].
In order to improve health system performance, reli-
able, timely, and transparent data on health services are
crucial [9, 10]. RHISs collect such data and thus could
provide important insights into health system perform-
ance [4]. Substantial investments have been made in the
development and strengthening of RHISs in many LMICs
over the past two decades [5, 11], and interventions tar-
geting data collection, processing, analysis, and dissemin-
ation have increased the accessibility of RHIS data [5,
12]. While early RHISs were established using paper-
based health facility reports, newer web-based systems
have been adopted in many LMICs over the last decade
[13, 14]. The most common of these is the District
Health Information System 2 (DHIS 2) platform, which is
used as the foundation for the national health manage-
ment information systems (HMIS) in at least 46 countries
and has been piloted in at least another 21 countries [15].
Studies have shown that the implementation of newer in-
formation and communication technology systems, along
with supportive feedback mechanisms to encourage their
use in routine practice, can lead to substantial improve-
ments in RHIS reporting and data quality [5, 13, 16, 17].
Despite the documented improvements in data quality,
recent studies have shown a persistent underuse of RHIS
data for research purposes in LMICs [8, 18]. A number
of factors may contribute to the underuse of RHIS data.
Numerous studies and commentators have questioned
the usefulness of RHIS-sourced data to monitor and
evaluate health services due to data quality concerns,
such as incompleteness and inaccuracy [19–23]. Add-
itionally, RHIS data are often not publicly available for
secondary analyses, which further limits their use [24].
Due to these concerns, the research community has
shown a persistent preference to use data sourced from
intermittent cross-sectional population-based surveys ra-
ther than data sourced from RHISs to conduct research
on health service utilization and policy evaluation in
LMICs [8, 18, 25, 26]. However, population-based sur-
veys also have drawbacks, including the fact that they
may be costly [26] and are often unable to generate suf-
ficient data at the district or other subnational-levels
[27]. In addition, reliance on such data may encourage
the use of potentially weak evaluation designs [8] and
may make establishing an appropriate baseline challen-
ging when trying to evaluate specific programs [28].
Intermittent cross-sectional population-based surveys
themselves also suffer from a number of quality
concerns and thus should not be considered the gold
standard for estimating service coverage or other
population-based estimates [29].
Given the potential of RHISs to play a greater role in
the evaluation of health policy and programs and to
monitor the performance of health systems, it is import-
ant to better understand the extent to which such data
are currently being used in research studies. To date,
there have been no systematic reviews of the use of
RHIS data for research purposes beyond studies that
were specific to malaria control [18], a gap this paper
seeks to address. Specifically, we systematically reviewed
the published literature to identify and describe the dif-
ferent ways in which RHIS data have been used in peer-
reviewed research, including the types of health
conditions studied. We also summarized the different
methodologies that have been used to analyze RHIS data
in research and the types of strategies that were applied
to circumvent common RHIS data issues, such as in-
complete or inaccurate data. It is our goal to provide
guidance to other researchers who may be interested in
using such data for research purposes by helping them
to gain a better understanding on how such data have
been successfully used in other contexts.
Methods
This systematic literature review followed the Preferred
Reporting Items for Systematic Reviews and Meta-
Analyses (PRISMA) guidelines. Peer-reviewed published
studies that used data from RHISs in LMICs were in-
cluded in this study, where RHISs were defined as data
systems designed to collect and generate information on
services provided by health facilities at regular intervals
of a year or less [1]. This included data systems that col-
lect information on clinical service delivery, pharmaceu-
ticals, or diagnostic service provision, as well as routine
administrative management. Conversely, systems that
collect individual-level data for clinical decision-making
purposes and pilot systems to test the implementation of
a new data collection component or method were not
considered to be RHISs.
Search strategy
Relevant studies were identified through an electronic
search of four databases of peer-reviewed literature:
PubMed, Scopus, EMBASE, and EconLit — from incep-
tion through February 20, 2019, the date we launched
the search. For each database, we identified studies that
contained any of the following free text terms in their ti-
tles or abstracts: ‘routine health information system’,
‘health information system’, or ‘health management in-
formation system’, and any LMIC, as defined by the
World Bank’s 2019 classifications (Appendix 1). Articles
were included in the study if they met the following cri-
teria: a) full-text article available in English, b) original
research, and c) used data from a RHIS in at least one
LMIC for research purposes. In order to be considered
Hung et al. BMC Health Services Research (2020) 20:790 Page 2 of 15
as having used data from a RHIS for research purposes,
studies had to involve an analysis, either descriptive or
analytical, of RHIS data, or applied RHIS data to inform
their study design. We excluded studies that: a) only de-
scribed RHISs, b) only described the administrative
decision-making process, c) only focused on RHIS data
collection issues, or d) only assessed RHIS data quality.
Selection of studies
Figure 1 shows the number of articles identified and
retained at each stage of the systematic review process.
After removing duplicates from the various database
searches, we identified 1459 potential articles. Two re-
viewers independently screened the search results by
title and abstract for inclusion eligibility. When there
was insufficient information to determine eligibility at
the title and abstract screening stage, the article was in-
cluded for full-text screening. Full texts of the potentially
eligible articles were then obtained and further screened
for inclusion eligibility. At both stages, the reasons for
excluding individual articles were recorded. The full-
texts for all but one article were found. Disagreements at
each stage were resolved through discussion. Where an
agreement could not be reached, a third reviewer made
the final determination.
Data extraction and analysis
Two authors extracted data from all included studies
using a piloted data extraction form. For each included
article, data were extracted on study design, study ob-
jective, disease or health condition categories, study
sample, description of RHIS data used, use of other data
sources, analytic methods of RHIS data, strategies ap-
plied to circumvent data quality issues, and study find-
ings. Due to the heterogeneity of the studies in terms of
study design, study purpose, health conditions, and ana-
lysis methods, we thematically analyzed the studies ac-
cording to research purpose, types of diseases studied,
Fig. 1 PRISMA flowchart of study identification and screening process of publications use RHIS data
Hung et al. BMC Health Services Research (2020) 20:790 Page 3 of 15
analytic methods applied, impact factor of journals in
which the articles were published, and types of strategies
used to circumvent RHIS data quality issues.
Results
Of the 1459 unique articles retrieved from the database
search, 132 studies met the inclusion criteria after full-
text screening and were thus included in the review. The
characteristics of these studies are presented in Table 1.
Our review identified studies from 37 different countries.
Three quarters of the studies were from Sub-Saharan
African countries (74%), followed by South Asia (11%).
The vast majority of the studies were published in the
last decade, and more than half were published after
2014 (55%), suggesting an increase in the use of RHIS
data for research purposes over time. Most of the studies
included an analysis of RHIS data (97%), and a few used
RHIS data to inform the study but did not describe ana-
lysis of RHIS data. One study, for example, used infor-
mation from RHISs to justify for the selection of the
indicators to be used at the individual-level in their
study. Among the studies that analyzed RHIS data, most
utilized an ecological study design (79%). Of those, more
than half included statistical inferences (61%), while the
remaining studies only used RHIS data for descriptive
purposes (39%). Nearly a fifth of the studies were mixed
methods or case studies (18%), a third of which included
statistical analyses of RHIS data (33%). A quarter of
articles included a description of how they managed
missing data (25%), while only a small number of
studies described how they detected and dealt with
extreme values (14%).
Types of disease and research purpose
Figure 2 shows the different research purposes for which
RHIS data were used, along with the health topics inves-
tigated. The most common purpose of the studies was
program evaluation (51%). RHIS data have been used to
evaluate a wide range of interventions, ranging from
programs that targeted specific diseases to interventions
or policies that affected multiple types of diseases or
health services. These included: the effect of malaria
control strategies [30–36], user fee exemption policies
[37–40], health financing schemes [41–44], interventions
on health governance [45–53], the administration of
new vaccines and vaccination campaigns [54–56], as well
as community-level interventions such as approaches to
enhance community participation and improve referrals
from traditional birth attendants in increasing the de-
mand for maternal and child care [57–59].
Additionally, RHIS data were used to monitor or as-
sess service provision (23%) and to describe disease epi-
demiology (17%). Similar to the program evaluation
studies, these studies also investigated a diverse set of
health services and the allocation of healthcare re-
sources. Some of these studies found large discrepancies
between RHIS data and an estimated disease burden in
populations or highlighted the lack of service provision.
A few studies also used RHIS data to describe specific
programs [60–64], conduct impact evaluations (non-
programmatic) [65–68], and estimate costs [69, 70].
Most of the studies investigated a communicable dis-
ease (95%), of which malaria was most studied health
condition (24%). A few studies focused on mental
health (2%), diabetes mellitus (1%), and permanent
tooth extraction (1%). Only two studies used RHIS
data to research the health workforce or the equity of
funding allocations [71, 72].
Analytic methods using RHIS data
Among articles that conducted statistical analyses using
RHIS data (n = 68), time series analyses to test or ac-
count for trends were most commonly performed (25%),
followed by geostatistical analyses (16%), pre-post com-
parisons (15%), interrupted time series (ITS) (10%), and
difference-in-difference analyses (7%). Other longitudinal
analyses (13%), other cross-sectional analyses (12%), and
scenario analysis on cost effectiveness (2%) were also
conducted. Table 2 presents the range of methodologies
identified across studies using RHIS data, as well as the
corresponding articles.
Time series analysis
Time series analysis using RHIS data was most often ap-
plied to evaluate programs and identify disease epidemi-
ology, with one study assessing the impact of an
infectious disease outbreak on primary health service
utilization [82]. Studies analyzed indicators using large
quantities of monthly or yearly data to estimate change
(range of time units: 5–168). For instance, two-thirds of
the studies analyzed three or more years of monthly
data. Many of the studies utilized the highly disaggre-
gated nature of the data by using either facility or district
level data, with the exception of two studies which mod-
elled national trends [33, 116]. Studies commonly ap-
plied strategies to account for temporal autocorrelation
and the correlation between geographical units, includ-
ing generalized linear models [58], multi-level analysis
[77, 78], and ordinary least-squares regression with ad-
justment for seasonality and lag [34, 37, 117]. Among
studies that modelled multiple facilities or administrative
regions, random effects were commonly applied to ac-
count for heterogeneity.
In addition to RHIS data, a number of included studies
incorporated data from external sources in their models
based on geographical location such as district or region.
Studies of malaria, for example, commonly included cli-
mate data from satellites in their models to control for
Hung et al. BMC Health Services Research (2020) 20:790 Page 4 of 15
important temporal factors, for example precipitation,
humidity, and temperature [73, 117]. Other studies in-
corporated information from other national community
surveys, health facility surveys, and program data as co-
variates [34, 77]. While most studies controlled for po-
tential confounders by including covariates in analytic
models, one study on maternal health service applied
propensity score matching to further remove biases from
differences in covariate distribution [37].
Geostatistical analysis
Geostatistical analyses using RHIS data were predomin-
antly conducted for epidemiological purposes and the
monitoring and assessment of service provision by
exploiting geospatial information included in the RHIS
at the facility or district level. Three of the studies that
applied geostatistical analysis were cross-sectional, while
the remainder were spatial-temporal. About half of the
studies focused on malaria, of which three compared
and illustrated various kriging methods to provide a reli-
able estimate of malaria burden amid missing reporting
[105–107], and one study applied geostatistical modeling
to select the most relevant health facility indicators for
severe malaria outcomes [108]. Studies on other topics
investigated the spatial or spatial-temporal dynamics of
malaria in pregnancy [100], childhood diarrhea [101],
clustering of malaria and HIV [102], and meningitis
[118]. About half of the studies did not include data
from external sources, and others triangulated data
sourced from satellite data, Demographic and Health
Surveys, national Malaria Indicator Surveys, and Service
Delivery Indicator Surveys in their analyses. Studies that
included covariates in the geostatistical analysis applied
Bayesian hierarchical Poisson models or Bayesian geosta-
tistical negative binomial models [103, 108, 110].
Pre-post comparison analysis
Pre-post comparison was commonly applied among
studies that used RHIS data for program evaluation, and
several studies used simple descriptive statistics to
Table 1 Characteristics of research studies that used RHIS data
n Percent
Geographical region
East Asia and Pacific 8 6.1
Latin America and the Caribbean 9 6.8
Middle East and North Africa 2 1.5
South Asia 15 11.4
Sub-Saharan Africa 98 74.2
Year of publication
< 2000 3 2.3
2000–2004 7 5.3
2005–2009 10 7.6
2010–2014 40 30.3
2015–2019 72 54.5
RHIS data as source or to inform study
Data source 128 97.0
Inform study 4 3.0
Types of study design
Ecological study – cross-sectional 13 9.8
Ecological study – longitudinal 51 38.6
Ecological study – descriptive 41 31.1
Case study 11 8.3
Mixed methods study 13 9.8
Cross-sectional study 1 0.8
Pre- and post-intervention study 1 0.8
Nested clustered randomized controlled trial 1 0.8
Data use purpose
Program evaluation 67 50.8
Epidemiology 23 17.4
Monitoring and assessment of service provisions 30 22.7
Program description 6 4.5
Impact evaluation 4 3.0
Cost estimation 2 1.5
Health conditions/service type
General (multiple aspects) 21 15.9
Secondary health utilization 2 1.5
General causes of death 1 0.8
Maternal and Child health/healthcare 12 9.1
Maternal health/healthcare 24 18.2
Child health/healthcare 11 8.3
Vaccine prevented childhood illnesses 10 7.6
Malaria 30 22.7
Malaria & HIV/AIDS 1 0.8
Malaria & other parasitic diseases 1 0.8
HIV and related diseases 8 6.1
Mental health/healthcare 3 2.3
Table 1 Characteristics of research studies that used RHIS data
(Continued)
n Percent
Other diseases 5 3.8
Healthcare workforce and other resources 2 1.5
Data issue of RHIS: missingness
Described how missing data was managed 33 25.0
No description of how missing data was managed 99 75.0
Data issue of RHIS: outlier
Described how outlier was detected 19 14.4
No description of how outlier was detected 113 85.6
Hung et al. BMC Health Services Research (2020) 20:790 Page 5 of 15
compare the periods before and after interventions.
As pre-post comparison is subject to the limitation of
temporal confounders and secular trends, two of the
studies included contextual factors in regression mod-
elling [35, 119].
Interrupted time series analysis
Most of the studies that conducted ITS analysis used it
to evaluate interventions, and one assessed the impact of
an infectious disease outbreak on maternal and child
health service use [68]. The studies used large quantities
of monthly data to model trend and level change (range
of time unit: 44–132). RHIS data were minimally aggre-
gated in these studies, which mostly analyzed facility or
district level data, and similar to studies using time series
analysis, accounted for autocorrelation through incorp-
orating autoregressive structures or clustered standard
errors in their modelling.
As ITS analyses are generally unaffected by confound-
ing variables that do not change over time by design
[120], baseline characteristics were typically not included
in these models. Nonetheless, ITS analyses can be af-
fected by time-varying confounders that rapidly change
and some models included contextual factors from other
data sources, such as climate and program data. To
strengthen the quasi-experimental design, two studies
also included a contrast group of time series to control
for contextual changes that occurred at the same time as
the interventions [38, 45].
Difference-in-difference analysis
Five studies applied difference-in-difference techniques
using a wide range of time periods (range of time units:
4–48) and levels of geographical units (facility, district,
provincial). Only one study included contextual charac-
teristics from other data sources in its analysis. Analytic
methods varied from descriptive comparison between
and within intervention and control groups [41, 59, 87,
88], to ordinary least square regression with propensity
score matching [42].
Fig. 2 Types of service and research purpose of RHIS data use (n = 132)
Hung et al. BMC Health Services Research (2020) 20:790 Page 6 of 15
Table 2 Types of analytic methods applied among studies that analyzed RHIS data
Data use
purpose
Type of disease/service
studied
Range
of data
(unit)
Level of
aggregation
Analytic methods Other information sources
included
Reference
Time series analysis
Epidemiology
Child health, malaria, tooth
extraction
15 (year)
– 120
(month)
Ward,
municipal,
district
Time series correlograms;
ordinary least-squares regres-
sions adjusted for seasonality
and lag; non-linear time series
correlation and regressions
GPS coordinates, Climate
Hazards Group Infrared
Precipitation with Station Data,
satellite data, meteorological
department data, program
data
[73–76]
Program
evaluation
General, maternal and
child health, maternal
health, vaccine prevented
childhood illnesses, malaria
5 (year)
– 168
(month)
Facility,
district,
region,
nation
Ordinary least squares
regression; negative binomial
generalized linear model;
random effects negative
binomial regressions; switching
regression methods weighted
by propensity scores
Program data, program reports,
data from Bureau of Statistics
and Ministry of Health, Malaria
Indicator Survey, Demographic
Health Survey, Health Facility
Survey, community survey,
satellite data, sentinel site case-
investigations/surveillance, ab-
straction from hospital
registries
[33, 34,
37, 40,
54, 55,
58, 77–
81]
Impact
evaluation
(non-
program)
General 84
months
(month)
Facility Linear mixed-effect time-series
analysis with a segmented re-
gression parameterization
None [82]
Interrupted time series analysis
Program
evaluation
General, maternal and
child health, maternal
health, malaria
53
(month)
– 132
(month)
Facility,
intervention
vs. control
groups,
district
Generalized least square model
with autoregressive structure;
generalized least square model
with controls, with
autoregressive process and
moving average process;
segmented linear regression
Meteorology Department data,
program data, facility survey
[38, 45,
83–86]
Impact
evaluation
(non-
program)
Maternal and child health 44
(month)
District Segmented linear regression
with district fixed effect and
clustered standard error at
district level
Demographic Health Survey [68]
Difference-in-difference analysis
Program
evaluation
General, child health,
maternal health
4 (year)
– 48
(month)
Facility,
district,
province
Ordinary least squares
regression with and without
propensity score matching;
Wilcoxon rank-sum test on me-
dian difference-in-differences
between facilities; descriptive
comparison of means
Verified data from
Performance-Based Financing
system
[41, 42,
59, 87,
88]
Pre-post comparison analysis
Program
evaluation
Child health, maternal
health, maternal and child
health, vaccine prevented
childhood illnesses,
malaria, HIV or related
diseases
2 (year)
– 48
(month)
Facility,
district
Chi-square test; Pearson
correlation; Wilcoxon signed-
rank test; paired sample t-test;
linear regressions; Poisson re-
gression; negative binomial re-
gression; logistic regression
Bureau of Statistics data,
program reports,
Meteorological Department
data, entomological sentinel
surveys, Demographic and
Health Survey, UN Interagency
Group for Childhood Mortality
Estimation(CME Info) database,
abstraction from facility
registers, community surveys,
vital registry, provincial
maternal death notification
register
[35, 39,
48, 57,
89–93]
Impact
evaluation
(non-
program)
Child health 26
(month)
District Pearson chi-square test District hospital registers, Safe
and dignified burials for all
deaths database
[67]
Other longitudinal analysis
Hung et al. BMC Health Services Research (2020) 20:790 Page 7 of 15
Impact of research using RHIS data
Most of the studies that conducted statistical analyses
using RHIS data were published in journals with impact
factors (88%, Fig. 3), two-thirds of which were two or
higher, and more than a fifth of which were greater than
three. Among those studies published in journals with
the highest impact factors, most of them focused on
program evaluation (53%), followed by monitoring
and assessment of service provision (20%), epidemi-
ology (20%) and impact evaluation (7%). These studies
encompassed a range of health topics commonly stud-
ied using RHIS data.
Table 2 Types of analytic methods applied among studies that analyzed RHIS data (Continued)
Data use
purpose
Type of disease/service
studied
Range
of data
(unit)
Level of
aggregation
Analytic methods Other information sources
included
Reference
Epidemiology
Maternal health, malaria 12 (year)
– 16
(year)
District Chi-square test; negative
binomial regression
Review of hospital death
records
[94, 95]
Monitoring
and
assessment
of service
provision
HIV or related diseases 3 (year) District Descriptive comparison over
time
Surveys with health facility
managers
[96]
Program
evaluation
Genera, child health,
malaria, malaria and other
parasitic diseases
3 (year)
– 24
(month)
Facility,
district,
nation
Poisson regression to explore
association between
intervention coverage and
disease burden; Mann–Whitney
U Test to compare prevalence
in intervention and non-
intervention area; linear regres-
sion model; student t-test
Sentinel surveillance data,
program reports, national
facility and community survey,
Bureau of Statistics data,
program data
[47, 52,
66, 97–
99]
Geostatistical analysis
Epidemiology
Child health, malaria,
malaria and HIV/AIDS,
meningococcal meningitis
1 (year)
– 520
(week)
District Cluster analysis; cross-
correlations of different spatial
scales between time series of
cases; Bayesian hierarchical
Poisson model and smoothed
model estimates plotted on dis-
trict maps
Malaria Indicator Survey,
Demographic Health Survey,
program data
[100–104]
Monitoring
and
assessment
of service
provision
Malaria, maternal health 1 (year)
– 57
(month)
Facility,
district
Kriging (ordinary kriging, space-
time ordinary kriging, local
space-time ordinary kriging);
Bayesian geostatistical negative
binomial model
Service Delivery Indicator
Survey
[105–109]
Program
evaluation
Malaria 36
(month)
District Bayesian geostatistical models
and Bayesian generalized linear
models
Malaria Indicator Survey,
malaria control program data,
satellite data, Demographic
Health Survey, ACTWatch
household surveys
[110]
Other cross-sectional analysis
Epidemiology
Maternal health Median
of 24
months
Province Linear regression model None [111]
Monitoring
and
assessment
of service
provision
General, child health,
maternal health, mental
health
1 (year) Facility,
district,
municipality,
state
Descriptive statistics, Tobit
regression model, bivariate and
multivariate linear regression
models,
Nutrition Service Delivery
Assessment, abstraction from
Integrated Nutrition Register,
structured questionnaire with
district health officers, District-
level household and facility
surveys, National Register of
Health Service Providers, data
from Institute of Geography
and Statistics
[112–115]
Program
evaluation
HIV and related diseases 1 (year) District Mixed-methods Register reviews and a series of
patient folder (health record)
reviews
[51]
Hung et al. BMC Health Services Research (2020) 20:790 Page 8 of 15
Strategies to circumvent RHIS data quality issues
Data quality is commonly cited as a barrier to using
RHIS data in research, and slightly more than a quarter
of the included studies described the strategies that they
used to handle missing data and/or identify extreme
values (Table 3). These strategies consisted of exclusion,
imputation, interpolation, verification, and accounting
for missing data in modeling. Exclusion of missing data
was the most common practice, and among studies that
used this technique, they excluded facilities from the
analytic samples [38, 41, 45, 52, 65, 79, 83, 84, 87, 94, 96,
121], restricted the study period based on explicit cri-
teria [54, 122], or applied sensitivity analysis to compare
various exclusion criteria [41, 89, 90]. Imputation
methods varied from assigning specific values to the
missing observation [42, 87, 118, 123–125], to various
modeling strategies such as conditional autoregressive
model [110], generalized linear regression [124], and it-
erative singular value decomposition [124]. A sensitivity
analysis was also conducted to select a specific imput-
ation strategy [124]. Interpolation involves predicting
values at unsampled locations. Methods described in-
cluded the use of space-time kriging [105–107], and the
adjustment of results by calibrating with other relevant
information [52, 53, 55]. Some studies assumed data
were missing at random, which was accounted for in
specific modeling methods such as mixed-effect models
[65, 124]. When the source of data could be reached,
some studies also described verifying the missing infor-
mation using registries where the original data were re-
corded [39, 73, 97, 111, 122].
Slightly fewer articles described methods to identify
and handle extreme values in the RHIS data, of which
three types of strategies emerged: setting specific
thresholds, visual inspection, and analytic assessment.
Thresholds were set based on the distribution of the
data, such as proportions or standard deviations from
univariate regression. Several studies used visual inspec-
tion of outliers [38, 107], while the use of jackknifing
analysis and the identification of influential points
through Cook’s distance statistics were also applied [112,
126]. Upon identification of extreme values, several
strategies were utilized: exclusion, replacement with the
average value, replacement with the missing value, verifi-
cation with a data source, or discounting the observation
in statistical estimation. However, studies that replaced
the extreme value with an explicit value potentially in-
troduced bias into their estimates. A few studies also de-
scribed the strategies applied to assess the reliability of
the RHIS data, some of which were routine processes
administered in the health systems [39, 97].
In recent years, there have been increased investments
made to improve the quality of RHIS data in many
LMICs. Over the same time period, we found an in-
crease in published research using RHIS sourced data,
especially over the past 5 years, likely due to the in-
creased availability, accessibility, and quality of RHIS
data [18]. While these studies have made contributions
to the literature, we also found that the total number of
studies conducted (n = 132) remains a small part of the
overall literature base on health system evaluation and
performance in LMICs.
Malaria and maternal health conditions were the most
commonly studied health conditions, despite the fact
that RHISs collect data on a wide range of other diseases
and conditions. In particular, the use of RHIS data for
non-communicable diseases (NCDs) research was very
limited. As LMICs are undergoing an epidemiologic
transition and the importance of NCDs is increasing
[127], LMIC health systems face the increasing chal-
lenges of addressing the dual burden of communicable
and non-communicable diseases [128, 129]. In spite of
the limited implementation of non-communicable disea-
seinterventions [129], the few studies that used RHIS
data for non-communicable disease research mainly ana-
lyzed the gap in service provision and estimated disease
burden, highlighting the large unmet need for health
care in affected populations. A couple of the studies de-
scribed how their research was limited by data availabil-
ity and quality, such as the lack of diagnostic categories
of the investigated health conditions in the RHIS. Future
research should investigate how RHIS data on non-
communicable diseases could better help to provide
insights on its epidemiology and service provision to ad-
dress these health conditions.
Fig. 3 Distribution of impact factor of journals that published
research studies that conducted statistical analysis of RHIS
data (n = 68)
Hung et al. BMC Health Services Research (2020) 20:790 Page 9 of 15
Our systematic review found that many of the studies
took advantage of some of the features of RHIS data, in
particular by exploiting the high frequency nature of
these data at the level of health facilities, as well as com-
bining external information to enhance estimations and
enable assessing new research questions. The triangula-
tion of populational health characteristics,
environmental factors, and service coverage strengthens
the analysis and the understanding of their influence
[130]. In addition, the overlay of different information in
analyses of RHIS data allows for the advancement of re-
search methods. For instance, a recent study demon-
strated how to assess the effects of facility readiness on
severe malaria outcomes through constructing a
Table 3 Strategies applied in research articles to counter issues of RHIS data
Type of strategy Description of strategy
Missing data
Exclusion Exclude facility data if a certain threshold was reached (e.g. more than two-thirds of months in
a year; more than a sixth of baseline data; facilities with any missing data)
Restrict analysis to a period with a low level of missing data
Sensitivity analysis to compare analysis of restricted period and full period
Imputation Assign missing observations with mean-value for the year
Assign missing observations with the average of precedent and subsequent data
Imputation using conditional autoregressive model
Missing value was replaced as positive (binary form) to prevent exaggeration of the
fade-out effect
Sensitivity analysis of imputation strategies: 1) single imputation using means, trimmed means,
and median, 2) Poisson generalized linear modeling, 3) iterative singular value decomposition
method
Interpolation Interpolation using space-time kriging
Adjust results by dividing each indicator by the percentage of reports submitted
Adjust the data by calibrating to the total population using proportion reported in a household
survey to have occurred in health facilities
Verification
Account in the modeling method
Manual verification of the missing data with register at the health facility
Missing data was assumed missing at random and accounted for in the mixed-effect models
using standard maximum likelihood estimation
Identifying extreme values
Specific threshold Establishing a lower and upper limit based on proportion of the annual average or feasible value
Univariate regression on individual facility-level to identify deviation from the mean time trend
(e.g. if exceed 8 standard deviations)
Visual Visual inspection of outliers
Analytic assessment Jackknifing analysis to assess influence
Student residual higher than an absolute value of 2 and influence on the estimated coefficients
determined by high Cook’s distance statistics
Handling of extreme values
Exclusion Extreme values were excluded from analyses
Replacing extreme value with average Extreme values were assigned the average value of the year; with exceptions of low average values
Replacing extreme value with missing Outliers set to missing
Verification with data source Any drastic change in monthly data reported electronically were manually verified with register at
the health facility. Discrepancies were replaced with data in the register
Discount observation in estimation Outliers were allocated a dummy coding to discount the observation in the calculation of
coefficients
Assess reliability
Data validation process Randomly selected 10% of the total sample to check accuracy and reliability of data with reports
and registers
Verify data with another source (e.g. payroll)
Established routine data validation process by health information and records officer
(e.g. monthly data review meetings)
Hung et al. BMC Health Services Research (2020) 20:790 Page 10 of 15
composite facility readiness index based on health facil-
ity characteristics and spatial data, and using RHIS data
as the outcome variable [108]. The detailed routine
nature of RHIS data and the ability to link with other
geographically based information, including data on
population, environmental, health behavior, and facility
characteristics, can generate high impact research and
advance our understanding of disease epidemiology and
health improvement efforts in LMICs.
Despite the increasing use of RHIS data for research
purposes, the quality of these data remains imperfect
and such issues should be identified and addressed in
order to limit estimation error and bias. RHIS data qual-
ity issues remain a particular concern in some settings
[131–133], however, other studies have shown that strat-
egies that have been implemented to improve RHIS data
across different international contexts can be successful
[5, 134]. Multiple strategies were discussed in the articles
we reviewed in our paper, including strategies to address
common data quality issues such as missingness and
data validity, for example the simple exclusion of miss-
ing data and various imputation and interpolation
methods. However, the majority of the studies that used
RHIS data did not describe the extent of the quality is-
sues or the steps they took to overcome them. The use
of sensitivity analyses in assessing the effect of specific
cut-offs or methods was scarce. Explicit descriptions of
the extent of the data quality issues and the reasons for
selecting a particular approach should be encouraged in
future research.
While our review used major databases and systematic
methods, it nevertheless has some limitations that are
worth noting. First, we included only peer-reviewed
studies that were published in English, and therefore
may have overlooked potentially relevant studies
published in the grey literature or written in other
languages. Additionally, given our focus on original re-
search, we did not search the broader body of literature
for books, reports, or grey literature. Our literature
search also identified phrases that described health infor-
mation systems in title and abstracts only, possibly
resulting in the exclusion of studies that only mentioned
RHIS data use in the full text. Finally, additional variants
on these search terms may have generated more articles
or a slightly different set of articles.
Conclusions
In this systematic review we summarized the use of data
collected from RHISs in LMICs. Overall, we found that
researchers are increasingly using data sourced from
RHISs to conduct health system planning and evaluation
studies in LMIC health systems, however these data
likely remain underutilized by the broader research com-
munity. As many of the studies included in this review
were published in prominent journals and were able to
use strong quasi-experimental or geo-spatial methods,
we believe this makes the case for greater use of these
data for research purposes in the future, which will likely
happen as RHIS data become more openly available to
the research community. However, there is a need to
help build the case to use these data for a broader range
of health conditions and to develop more of a consensus
on methods to deal with data imperfections, given that
our findings underlined the limited use and comparison
of these methods. That said, our review clearly demon-
strates the feasibility of use RHIS data in conjunction
with rigorous study designs and analytic methods in
LMICs. We suggest that future program evaluations
should consider their use more broadly, to assess an in-
creased variety of health conditions in conjunction with,
or as a replacement for, household or facility survey
methods.
Supplementary information accompanies this paper at https://doi.org/10.
1186/s12913-020-05660-1.
Additional file 1.
DHIS 2: District health information system 2; HMIS: Health management
information system; ITS: Interrupted time series; LMIC: Low- and middle-
income country; NCD: Non-communicable disease; PRISMA: Preferred
reporting items for systematic reviews and meta-analyses; RHIS: Routine
health information system
We acknowledge that this work was conducted on the Haldimand Tract,
traditional territory of the Neutral, Anishinaabe and Haudenosaunee peoples.
YWH, KH, and KAG identified the search strategy. YWH and KH conducted
the literature screening, and KAG was consulted when required. YWH, KH,
and BRI extracted data from the included studies. YWH wrote the
manuscript. KAG and MRL provided feedback and edits on the manuscript.
The authors read and approved the final manuscript.
This work was supported by AXA Research Fund. The foundation had no
role in the design and implementation of the study, writing of the findings,
or decision regarding any of these aspects of the study.
Not applicable.
Not applicable.
Not applicable.
The authors declare that they have no competing interests.
1University of Waterloo, School of Public Health and Health Systems,
Waterloo, Canada. 2Department of Health Sciences, Wilfrid Laurier University,
Waterloo, Canada. 3Centre for Health Services and Policy Research, The
Hung et al. BMC Health Services Research (2020) 20:790 Page 11 of 15
https://doi.org/10.1186/s12913-020-05660-1
https://doi.org/10.1186/s12913-020-05660-1
University of British Columbia, Vancouver, Canada. 4School of Public Health,
Hong Kong University, Pok Fu Lam, Hong Kong.
Received: 18 April 2020 Accepted: 16 August 2020
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- Abstract
Background
Methods
Results
Conclusions
Background
Methods
Search strategy
Selection of studies
Data extraction and analysis
Results
Types of disease and research purpose
Analytic methods using RHIS data
Time series analysis
Geostatistical analysis
Pre-post comparison analysis
Interrupted time series analysis
Difference-in-difference analysis
Impact of research using RHIS data
Strategies to circumvent RHIS data quality issues
Discussion
Conclusions
Supplementary information
Abbreviations
Acknowledgements
Authors’ contributions
Funding
Availability of data and materials
Ethics approval and consent to participate
Consent for publication
Competing interests
Author details
References
Publisher’s Note