Nurses Working to Improve the Socioeconomic Status of Impoverished Citizens Through Government Actions
The influence of poverty on health is a problem that transcends national borders. This week’s readings discussed some of the political, economic, and ethical issues that lead to health disparities in developed and developing countries. In addition, in this week’s first media presentation, Dr. Mancuso and Dr. Huijer shared insights on working within political systems to bring about positive changes in health care. Think about the importance of nurses in addressing these needs and in bringing about change.
To prepare for this Discussion:
- Review the case study “Improving the Health of the Poor in Mexico.” Then, prepare your response to the following questions:
How do politics and economics influence health and health care?
What might the benefits be of awarding the mothers cash grants?
What social problems might be created by giving the mothers cash grants?
Do you think the resources were ethically distributed? (Think about stereotyping.)
What changes do you think should be made to the program, if any?
If the program were to be discontinued for any reason, what could you, as a nurse, say that might help to maintain funding?
Do you think a similar program might work in your community? Why or why not?
By Day 3
Post your response to the following prompts:
Explain how politics and economics may influence health and the health care system from your own perspective. Analyze whether the political and/or economic systems play a major role in your or your family’s access to health and explain why. Then, describe how government intervention might benefit a health care system. Be specific and provide examples.
Support your response with references from the professional nursing literature.
Note Initial Post: A 3-paragraph (at least 350 words) response. Be sure to use
evidence
from the readings and include
in-text citations
. Utilize
essay-level
writing practice and skills, including the use of
transitional material
and
organizational frames
. Avoid quotes;
paraphrase
to incorporate evidence into your own writing. A
reference list
is required. Use the most
current evidence
(usually ≤ 5 years old).
Public Health Policy
Marcia Stanhope, PhD, RN, FAAN
Dr. Marcia Stanhope is currently an Associate of the Tufts and Associates Search Firm, Chicago, Ill. She is
also a consultant for the nursing program at Berea College, Kentucky. She has practiced commu nity and
home health nu rs ing, has served as an administrator and consultant in home health, and has been involved
in the development of tw o nurse-managed centers . At one t ime in her career, she held a public policy fel-
lowship and worked in the office of a U.S. senator. She has taught commun ity health, public health, epide-
miology, policy, primary care nursing, and administration courses . Dr. Stanhope formerly directed the Division
of Community Health Nursing and Adm inistration and served as Associate Dean of the College of Nursing
at the University of Ke ntucky. She has been responsible for both undergraduate and graduate courses in
population-centered nursing. She has also ta ught at the University of Virgin ia and the University of Alabama ,
Birmingham . During her career at the University of Kentuc ky she was appointed to the Good Samaritan
Foundation Chair and Professorship in Community Health Nu rs ing, and was honored w ith the University
Provost’s Public Scholar award. Her presentations and publications have been in the areas of home health,
community health, and community-focused nursing practice, as well as primary care nursing.
ADDITIONAL RESOURCES
@ Evolve website http://evolve.elsevier.com/Stanhope • Case Studies
• Healthy People 2020 • Glossary
• WebLinks • Answers to Practice Application
• Quiz
OBJECTIVES
– -··-· – -~-“” ·—-~ ~ -·· —— —————————
After reading this chapter, the student should be able to do the
following:
1. Discuss the structure of the U.S. government and health
care roles.
2. Identify the functions of key governmental and quasi-
governmental agencies that affect public health systems and
nursing, both around the world and in the United States.
KEY TERMS
3. Differentiate between the primary bodies of law that affect
nursing and health care.
4. Define key terms related to policy and politics.
5. State the relationships between nursing practice, health
policy, and politics.
6. Develop and implement a plan to communicate with
policy makers on a chosen public health issue.
… —== . —-‘”” “- — .., – ··—–~ —- – —- –~—- ——– ——– ——–
advanced practice nurses, p. 182
Agency for Healthcare Research and Quality, p. 174
American Association of Colleges of Nursing, p. 184
American Nurses Association, p. 172
block grants, p. 169
boards of nursing, p. 177
categorical funding, p. 176
constitutional law, p. 176
devolution, p. 169
health policy, p. 168
judicial law, p. 177
law,p.168
legislation, p. 177
legislative staff, p. 179
licensure, p. 179
National Institute of Nursing Research, p. 174
nurse practice act, p. 177
Occupational Safety and Health Administration, p. 173
Office of Homeland Security, p. 176
police power, p. 169
policy, p. 168
politics, p. 168
public policy, p. 168
regulations, p. 177
U.S. Department of Health and Human Services, p. 168
World Health Organization, p. 172
-See Glossary for definitions
167
— — ————‘–‘-“-
PART 2 Forces Affecting Health Care Delivery and Population-Centered Nursing
Definitions
Governmental Role in U.S. Health Care
Trends and Shifts in Governmental Roles
Government Health Care Functions
Healthy People 2020: An Example of National Health
Policy Guidance
Organizations and Agencies that Influence Health
International Organizations
Federal Health Agencies
Federal Non-Health Agencies
State and Local Health Departments
Impact of Government Health Functions and
Structures on Nursing
The Law and Health Care
Constitutional Law
Legislation and Regulation
Judicial and Common Law
Nurses are an important part of the health care system and are
greatly affected by governmental and legal systems. Nurses who
select the community as their area of practice must be especially
aware of the impact of government, law, and health policy on
nursing, health, and the communities in which they practice.
Insight into how government, law, and political action have
changed over time is necessary to understand how the health
care system has been shaped by these factors. Also, understand-
ing how these factors have influenced the current and future
roles for nurses and the public health system is critical for better
health policy for the nation.
Nurses have historically viewed themselves as advocates for
the health of the population. It is this heritage that has moved
the discipline into the policy and political arenas. To secure a
more positive health care system, nurse professionals must
develop a working knowledge of government, key governmental
and quasi-governmental organizations and agencies, health care
law, the policy process, and the political forces that are shaping
the future of health care. This knowledge and the motivation to
be an agent of change in the discipline and in the community are
necessary ingredients for success as a population-centered nurse.
DEFINITIONS
To understand the relationship between health policy, politics,
and laws, one must first understand the definitions of the terms.
Policy is a settled course of action to be followed by a govern-
ment or institution to obtain a desired end (CDC, 2014). Public
policy is described as all governmental activities, direct or indi-
rect, that influence the lives of all citizens (Birkland, 2010).
Health policy, in contrast, is a set course of action to obtain a
desired health outcome for an individual, family, group, com-
munity, or society (WHO, 2014). Policies are made not only by
governments, but also by such institutions as a health depart-
ment or other health care agency, a family, a community, or a
professional organization.
Laws Specific to Nursing Practice
Scope of Practice
Professional Negligence
Legal Issues Affecting Health Care Practices
School and Family Health
Home Care and Hospice
Correctional Health
The Nurse’s Role in the Policy Process
Legislative Action
Regulatory Action
The Process of Regulation
Nursing Advocacy
Politics plays a role in the development of such policies.
Politics is found in families, professional and employing agen –
cies, and governments. Politics determines who gets what and
when and how they get it (Birkland, 2010). Politics is the art of
influencing others to accept a specific course of action. There-
fore, political activities are used to arrive at a course of action
(the policy). Law is a system of privileges and processes by
which people solve problems based on a set of established rules;
it is intended to minimize the use of force (Yourdictionary,
2014). Laws govern the relationships of individuals and organi-
zations to other individuals and to government. Through politi-
cal action, a policy may become a law, a regulation, a judicial
ruling, a decision, or an order.
After a law is established, regulations further define the
course of action (policy) to be taken by organizations or indi-
viduals in reaching an outcome. Government is the ultimate
authority in society and is designated to enforce the policy
whether it is related to health, education, economics, social
welfare, or any other society issue. The following discussion
explains the role of government in health policy.
GOVERNMENTAL ROLE IN U.S. HEALTH CARE
In the United States, the federal and most state and local gov-
ernments are composed of three branches, each of which has
separate and important functions (Truman, 2014). The execu –
tive branch is composed of the president ( or state governor or
local mayor) along with the staff and cabinet appointed by this
executive, various administrative and regulatory dep artments,
and agencies such as the U.S. Department of Health and
Human Services (USDHHS). The legislative branch (i.e., Con-
gress at the federal level) is made up of two bodies: the
Senate
and the House of Representatives, whose members are elected
by the citizens of particular geographic areas. There is a federal
Division of Nursing, a section within the Health Resources and
Services Agency (HRSA) of the USDHHS, that refines criteria
for nursing education programs as funded by Congress and
affirmed by the President.
The judicial branch is composed of a system of federal, state,
and local courts guided by the opinions of the Supreme Court.
Each of these branches is established by the Constitution, and
each plays an important role in the development and imple-
mentation of health law and public policy.
The executive branch suggests, administers, and regulates
policy. The role of the legislative branch is to identify problems
and to propose, debate, pass, and modify laws to address those
problems. The judicial branch interprets laws and their meaning,
as in its ongoing interpretation of states’ rights to define access
to reproductive health services to citizens of the states.
One of the first constitutional challenges to a federal law
passed by Congress was in the area of health and welfare in
1937, after the 74th Congress had established unemployment
compensation and old-age benefits for U.S. citizens (U.S. Law,
1937a). Although Congress had created other health programs
previously, its legal basis for doing so had never been chal-
lenged. In Stewart Machine Co. v. Davis (U.S. Law, 1937b), the
Supreme Court (judicial branch) reviewed this legislation and
determined, through interpretation of the Constitution, that
such federal governmental action was within the powers of
Congress to promote the general welfare. It was obvious in 2008
and beyond that unemployment benefits are important to the
economy and to individuals who lose jobs during a national
economic crisis (ELS, 2010).
Most legal bases for the actions of Congress in health care
are found in Article I, Section 8 of the U.S. Constitution, includ-
ing the following:
1. Provide for the general welfare.
2. Regulate commerce among the states.
3. Raise funds to support the military.
4. Provide spending power.
Through a continuing number and variety of cases and con-
troversies, these Section 8 provisions have been interpreted by
the courts to appropriately include a wide variety of federal
powers and activities. State power concerning health care is
called police power (Legal Information Institute, 2014). This
power allows states to act to protect the health, safety, and
welfare of their citizens. Such police power must be used fairly,
and the state must show that it has a compelling interest in
taking actions, especially actions that might infringe on indi-
vidual rights. Examples of a state using its police powers include
requiring immunization of children before being admitted to
school and requiring case finding, reporting, treating, and
follow-up care of persons with tuberculosis. These activities
protect the health, safety, and welfare of state citizens.
Trends and Shifts in Governmental Roles
The government’s role in health care at both the state and federal
level began gradually. Wars, economic instability, and political
differences between parties all shaped the government’s role.
The first major federal governmental action relating to health
was the creation in 1798 of the Public Health Service (PHS).
Then in 1890 federal laws were passed to promote the public
health of merchant seamen and Native Americans. In 1934
CHAPTER 8 Public Health Policy
Senator Wagner of New York initiated the first national health
insurance bill. The Social Security Act of 1935 was passed to
provide assistance to older adults and the unemployed, and it
offered survivors’ insurance for widows and children. It also
provided for child welfare, health department grants, and mater-
nal and child health projects. In 1948 Congress created the
National Institutes of Health (NIH), and in 1965 it passed very
important health legislation creating Medicare and Medicaid to
provide health care service payments for older adults, the dis-
abled, and the categorically poor. These legislative acts by Con-
gress created programs that were implemented by the executive
branch. In March 2010, the most recent legislation passed and
signed by President Obama to improve the health of the nation
and access to care was the health reform law, the Patient Protec-
tion and Affordable Care Act (US LAW, PL 111-148). See Chapter
3 for in-depth information (Kaiser Family Foundation, 2010a).
The
U.S. Department of Health and Human Services
(USDHHS) (known first as the Department of Health, Educa-
tion, and Welfare [DHEW)) was created in 1953. The Health Care
Financing Administration (HCFA) was created in 1977 as the key
agency within the USDHHS to provide direction for Medicare
and Medicaid. In 2002 HCFA was renamed the Center for Medi-
care and Medicaid Services (CMS). During the 1980s, a major
effort of the Reagan administration was to shift federal govern-
ment activities to the states, including federal programs for health
care. The process of shifting the responsibility for planning, deliv-
ering, and financing programs from the federal level to the states
is called devolution. Throughout the 1980s and 1990s, Congress
has increasingly funded health programs by giving block grants
to the states. Devolution processes including block granting
should alert professional nurses that state and local policy has
grown in importance to the health care arena. With the new
health reform law, stimulus grants have been provided to state
and local areas to improve health care access (
HRSA, 2010).
The role of government in health care is shaped both by the
needs and demands of its citizens and by the citizens’ beliefs
and values about personal responsibility and self-sufficiency.
These beliefs and values often clash with society’s sense of
responsibility and need for equality for all citizens. A federal
example of this ideological debate occurred in the 1990s over
health care reform. The Democratic agenda called for a health
care system that was universally accessible, with a focus on
primary care and prevention. The Republican agenda sup-
ported more modest changes within the medical model of the
delivery system. This agenda also supported reducing the
federal government’s role in health care delivery through cuts
in Medicare and Medicaid benefits. The Democrats proposed
the Health Security Act of 1993, which failed to gain Congress’s
approval. In an effort to make some incremental health care
changes, both the Democrats and the Republicans in Congress
passed two new laws. The Health Insurance Portability and
Accountability Act (HIPAA) allows working persons to keep
their employee group health insurance for up to 16 months
after they leave a job (U.S. Law 107-105, 1996). The State Child
Health Improvement Act (SCHIP) of 1997 provides insurance
for children and families who cannot otherwise afford health
insurance (U.S. Law, 1997).
———————————————- — —
PART 2 Forces Affecting Health Care Delivery and Population-Centered Nursing
With the latest health care reform, numerous debates
occurred in the House of Representatives and the Senate until
there was agreement that the Senate version of the bill would
be passed. On March 30, 2010 President Obama signed into law
the Health Care and Education Reconciliation Act of 2010,
which made some changes to the comprehensive health reform
law and included House amendments to the new law (Kaiser,
2010B). See Chapter 3 for further discussion.
This discussion has focused primarily on trends in and shifts
between different levels of government. An additional aspect of
governmental action is the relationship between government
and individuals. Freedom of individuals must be balanced with
governmental powers. After the terrorist attacks on the United
States in September (World Trade Center attack) and October
(anthrax outbreak) of 2001, much government activity was
being conducted in the name of national security.
It is interesting to note that before September 11, 2001, the
Congress and President, recognizing that the public health
system infrastructure needed help, passed “The Public Health
Threats and Emergencies Act” (PL 106-505) in 2000. This law
“addresses emerging threats to the public’s health and autho-
rizes the Secretary of HHS to take appropriate response actions
during a public health emergency, including investigations,
treatment, and prevention” (Katz et al, 2014, p. 133). This leg-
islation is said to have signaled the beginning of renewed inter-
est in public health as the protector for entire communities. In
June 2002 the Public Health Security and Bioterrorism Pre-
paredness and Response Act was signed into law (US Law 2002,
PL 107-188), with $3 billion appropriated by Congress, to
implement the following antibioterrorism activities:
• Improving public health capacity
• Upgrading of health professionals’ ability to recognize and
treat diseases caused by bioterrorism
• Speeding the development of new vaccines and other
countermeasures
• Improving water and food supply protection
• Tracking and regulating the use of dangerous pathogens
within the United States (Katz et al, 2014)
Yet there is considerable debate on just how much govern-
mental intervention is necessary and effective and how much
will be tolerated by citizens. For example, in 2010 approximately
49% of citizens were against the new health care reform acts,
and the Republicans were seen as being obstructionists. In 2014,
50% of citizens were for government intervention and 50%
against (Debate.org, 2013).
Government Health Care Functions
Federal, state, and local governments carry out five health care
functions, which fall into the general categories of direct services,
financing, information, policy
setting, and public protection.
Direct Services
Federal, state, and local governments provide direct health ser-
vices to certain individuals and groups. For example, the federal
government provides health care to members and dependents of
the military, certain veterans, and federal prisoners. State and
local governments employ nurses to deliver a variety of services
to individuals and families, frequently on the basis of factors such
as financial need or the need for a particular service, such as
hypertension or tuberculosis screening, immunizations for chil-
dren and older adults, and primary care for inmates in local jails
or state prisons. The Evidence-Based Practice box presents a
study that examined the use of a state health insurance program.
EVIDENCE-BASED PRACTICE
Th e purpose of this study was to examine the changes in access to care, use
of services , and quality of care among children enrolled in Child Health Plus
(CHPlus), a state hea lth insurance program for low-income ch il dren that
became a model for the State Child Hea lth Insurance Program (SC HIP). A
before-and-after design was used to eva luate the health care experience of
children the year before and the year after enrollment in the state health
insurance program. The study consisted of 2126 chil dren from New York State,
ran ging from birth to 12.99 years of age. Results indicated that the state
health insu rance program for low-income children was associated with
improved access, use, and quality of care. The development and implementa –
tion of SC HIP was an outcome of the soaring costs of health care and the fact
that there were 11 million un insured children in the United States at the time
of the study. It was the largest public investm ent in child health in 30 years .
Nurse Use
Th is study su pports the value of health policy and the need to evaluate the
effectiveness of policy in accomplishi ng the purposes of the policy.
From U.S. Department of Health and Human Services: Healthy
People 2010: understanding and improving health, ed 2, Wash ington,
DC,2000, U.S . Government Printing Office.
Financing
Governments pay for some health care services; the 2011 per-
centage of the bill paid by the government was about 46.3%,
and this is projected to increase to 47.6% by the year 2015. The
government also pays for training some health personnel and
for biomedical and health care research (NCHS, 2014). Support
in these areas has greatly affected both consumers and health
care providers. Federal governments finance the direct care of
clients through the Medicare, Medicaid, Social Security, and
SCHIP programs. State governments contribute to the costs of
Medicaid and SCHIP programs. Many nurses have been edu-
cated with government funds through grants and loans, and
schools of nursing in the past have been built and equipped
using federal funds. Governments also have financially sup-
ported other health care providers, such as physicians, most
significantly through the program of Graduate Medical Educa-
tion funds.
The federal government invests in research and new program
demonstration projects, with NIH receiving a large portion of
the monies. The National Institute of Nursing Research (NINR)
is a part of the NIH and, as such, provides a substantial sum of
money to the discipline of nursing for the purpose of develop-
ing the knowledge base of nursing and promoting nursing ser-
vices in health care (NINR, 2014) .
Information
All branches and levels of government collect, analyze, and dis-
seminate data about health care and health status of the citizens.
, TAB LE 8-1 International and National
Sources of Data on the Health Status of
the U.S. Population
Organization
International
United Nations
World Health
Organization
Federal
Department of
Health and
Human Services
Department of
Commerce
Department of
Labor
Data Sources
http://www.un.org/
Demographic Yearbook
http://www.who.int/en/
World Health Statistics Annual
http//www.hhs.gov
National Vital Statistics System
National Survey of Family Growth
National Health Interview Survey
National Health Examination Survey
National Health and Nutrition Examination Survey
National Master Facility Inventory
National Hospital Discharge Survey
National Nursing Home Survey
National Ambulatory Medical Care Survey
National Morbidity Reporting System
U.S . Immunization Survey
Surveys of Mental Health Facilities
Estimates of National Health Expenditures
AIDS Surveillance
Nurse Supply Estimates
http://www.commerce.gov
U.S Census of Popu lation
Current Population Survey
Population Estimates and Projections
http://www.dol.gov
Consumer Price Index
Employment and Earnings
An example is the annual report Health: United States, 2013,
compiled each year by the USDHHS (NCHS, 2014). Collecting
vital statistics, including mortality and morbidity data, gather-
ing of census data, and conducting health care status surveys
are all government activities. Table 8-1 lists examples of avail-
able federal and international data sources on the health status
of populations in the United States and around the world. These
sources are available on the Internet and in the governmental
documents’ section of most large libraries. This information is
especially important because it can help nurses understand the
major health problems in the United States and those in their
own states and local communities.
Policy Setting
Policy setting is a chief governmental function. Governments at
all levels and within all branches make policy decisions about
health care. These health policy decisions have broad implica-
tions for financial expenses, resource use, delivery system
change, and innovation in the health care field. One law that
has played a very important role in the development of public
health policy, public health nursing, and social welfare policy in
the United States is the Sheppard-Towner Act of 1921 (USDHHS,
HRSA, 2010).
CHAPTER 8 Public Health Policy
The Sheppard-Towner Act made nurses available to provide
health services for women and children, including well-child
and child-development services; provided adequate hospital
services and facilities for women and children; and provided
grants-in-aid for establishing maternal-child welfare programs.
The act helped set precedents and patterns for the growth of
modern-day public health policy. It defined the role of the
federal government in creating standards to be followed by
states in conducting categorical programs such as the Women,
Infants, and Children (WIC) and Early Periodic Screening and
Developmental Testing (EPSDT) programs. The act also defined
the position of the consumer in influencing, formulating, and
shaping public policy; the government’s role in research; a
system for collecting national health statistics; and the integrat-
ing of health and social services. This act established the impor-
tance of prenatal care, anticipatory guidance, client education,
and nurse-client conferences, all of which are viewed today as
essential nursing responsibilities.
Public Protection
The U.S. Constitution gives the federal government the author-
ity to provide for the protection of the public’s health. This
function is carried out in numerous venues, such as by regulat-
ing air and water quality and protecting the borders from the
influx of diseases by controlling food, drugs, and animal trans-
portation, to name a few. The Supreme Court interprets and
makes decisions related to public health, such as affirming a
woman’s rights to reproductive privacy (Roe v. Wade), requiring
vaccinations, and setting conditions for states to receive public
funds for highway construction/repair by requiring a minimum
drinking age.
HEALTHY PEOPLE 2020: AN EXAMPLE OF
NATIONAL HEALTH POLICY GUIDANCE
In 1979 the surgeon general issued a report that began a 30-year
focus on promoting health and preventing disease for all Amer-
icans (DHEW, 1979). In 1989, Healthy People 2000 became a
national effort with many stakeholders representing the per-
spectives of government, state, and local agencies; advocacy
groups; academia; and health organizations (USDHHS, 1991).
Throughout the 1990s states used Healthy People 2000 objec-
tives to identify emerging public health issues. The success of
this national program was accomplished and measured through
state and local efforts. The Healthy People 2010 document
focused on a vision of healthy people living in healthy com-
munities. Healthy People 2020 has four overarching goals, which
can be found in the Healthy People 2020 box; this box compares
the goals of Healthy People documents from 2000 to 2020.
ORGANIZATIONS AND AGENCIES THAT
INFLUENCE HEALTH
International Organizations
In June 1945, following World War II, many national govern-
ments joined together to create the United Nations (UN). By
charter, the aims and goals of the UN deal with human rights,
PART 2 Forces Affecting Health Care Delivery and Population-Centered Nursing
~ HEALTHY PEOPLE 2020
A Comparison of the Goals of
Healthy People 2000, Healthy People 2010,
and
Healthy People 2020
Healthy
People 2000
Increase the years
of healthy life
for Americans
Reduce health
disparities
among
Americans
Achieve access to
preventive
services for a 1
1
Americans
Healthy
People 2010
Increase quality
and years of
hea I thy I ife
Eliminate health
disparities
Healthy People 2020
Atta ini ng high quality, longer lives
fre e of preventable di sease,
disability, injury, and premature
death
Achieving health equity, eliminating
di sparities, an d improving the
health of all groups
Creating social and physical
environments that promote good
health for all
Promoting quality of life, healthy
development, and healthy
behaviors across all life stages
From U.S. Department of Hea lth and Human Se rvices : Leading
indicators.In Healthy People 2000, 2010, & 2020, Washington, DC,
1989,1999, 2010, U.S. Government Prin ting Office.
world peace, international security, and the promotion of eco-
nomic and social advancement of all the world’s peoples. The
UN, headquartered in New York City, is made up of six principal
divisions, several subgroups, and many specialized agencies and
autonomous organizations. With the approval and support of
the UN Commission on the Status of Women, five world confer-
ences on women have been held. At these conferences, the health
of women and children and their rights to personal, educational,
and economic security as well as initiatives to achieve these goals
at the country level were debated and explored, and policies were
formulated (United Nations, 1975, 1980, 1985, 1995, 2000). The
work of the UN and the world conferences continues with
agendas to include the development of human beings, eradica-
tion of poverty, protection of human rights, investment in health,
education, training, trade, economic growth, and a continued
emphasis on women (United Nations, 2014).
One of the special autonomous organizations growing out
of the UN is the World Health Organization (WHO). Estab-
lished in 1946, WHO relates to the UN through the Economic
and Social Council to achieve its goal to attain the highest pos-
sible level of health for all persons. “Health for All” is the creed
of the WHO. Headquartered in Geneva, Switzerland, the WHO
has six regional offices. The office for the Americas is located in
Washington, DC, and is known as the Pan American Health
Organization (PAHO).
The WHO provides services worldwide to promote health,
it cooperates with member countries in promoting their health
efforts, and it coordinates the collaborating efforts between
countries and the disseminating of biomedical research. Its ser-
vices, which benefit all countries, include a day-to-day informa-
tion service on the occurrence of internationally important
diseases; the publishing of the international list of causes of
disease, injury, and death; monitoring of adverse reactions to
drugs; and establishing of world standards for antibiotics and
vaccines. Assistance available to individual countries includes
support for national programs to fight disease, to train health
workers, and to strengthen the delivery of health services. The
World Health Assembly (WHA) is the WHO’s policy-making
body, and it meets annually. The WHA’s health policy work
provides policy options for many countries of the world in their
development of in-country initiatives and priorities; however,
although WHA policy statements are important everywhere,
they are guides and not law. The WHA’s most recent policy
statement on nursing and midwifery was released in 2013, and
the current worldwide shortage of professional nurses is now
on the WHO agenda and is being addressed by country (WHA,
2011; WHO, 2010; WHO, 2013).
The World Health Report, first published in 1995, is WHO’s
leading publication. Each year the report combines an expert
assessment of global health, including statistics relating to all
countries, with a focus on a specific subject. The main purpose
of the report is to provide countries, donor agencies, interna-
tional organizations, and others with the information they need
to help them make policy and funding decisions. In the 2010
report, the WHO mapped out what countries can do to modify
their financing systems so they can move more quickly toward
this goal-universal coverage-and sustain the gains that have
been achieved. The report builds on new research and lessons
learned from country experience. It provides an action agenda
for countries at all stages of development and proposes ways
that the international community can better support efforts in
low-income countries to achieve universal coverage and improve
health outcomes (WHO, 2010).
The presence of nursing in international health is increasing.
Besides offering direct health services in every country in the
world, nurses serve as consultants, educators, and program
planners and evaluators. Nurses focus their work on a variety
of public health issues, including the health care workforce and
education, environment, sanitation, infectious diseases, well-
ness promotion, maternal and child health, and primary care.
Dr. Naeema Al-Gasseer of Bahrain has served as the scientist for
nursing and midwifery at the WHO; Marla Salmon, former
dean of nursing at The University of Washington, chaired a
Global Advisory Group on Nursing and Midwifery; and Linda
Tarr Whelan served as the U.S. Ambassador to the UN Com-
mission on the Status of Women. Virginia Trotter Betts, past
president of the American Nurses Association (ANA), served
as a U.S. delegate to both the WHA and the Fourth World Con-
ference on Women in Beijing in 1995, where she participated
on the negotiating team of the conference to develop a platform
on the health of women across the life span. Many U.S. nurse
leaders, such as Dr. Carolyn Williams, current author in this
book, have been WHO consultants.
Federal Health Agencies
Laws passed by Congress may be assigned to any administrative
agency within the executive branch of government for imple-
menting, supervising, regulating, and enforcing. Congress
decides which agency will monitor specific laws. For example,
most health care legislation is delegated to the USDHHS.
However, legislation concerning the environment would most
likely be implemented and monitored by the Environmental
Protection Agency (EPA), and that concerning occupational
health by the Occupational Safety and Health Administration
(OSHA) in the U.S. Department of Labor.
U.S. Department of Health and Human Services
The USDHHS is the agency most heavily involved with the
health and welfare of U.S . citizens. It touches more lives than
any other federal agency. The following agencies have been
selected for their relevance to this chapter.
Health Resources and Services Administration. The Health
Resources and Services Administration (HRSA) has been a long-
standing contributor to the improved health status of Americans
through the programs of services and health professions educa-
tion that it funds. The HRSA contains the Bureau of Health
Professions (BHPr), which includes the Division of Nursing as
well as the Divisions of Medicine, Dentistry, and Allied Health
Professions. The Division of Nursing is the key federal focus for
nursing education and practice, and it provides national leader-
ship to ensure an adequate supply and distribution of qualified
nursing personnel to meet the health needs of the nation.
At the 122nd meeting of the Division of Nursing’s National
Advisory Council for Nursing Education and Practice
(NACNEP), the participants discussed the role of public health
nurses in participating in primary care in their communities.
The speaker indicated several factors that need to be in place to
support the public health nurse role:
• Baccalaureate standard for entry into practice
Ongoing stable funding for health departments
• Competitive salaries commensurate with responsibilities
Interventions grounded in and responsive to community
needs
• Consideration of health determinants
• Experience in health promotion and prevention
Long-term trusting relationships in the community (i.e., with
clients)
Established network of community partners
Commitment to social justice and eliminating health
disparities
In the council’s twelfth report to Congress (USDHHS, 2013a)
the council recommended further investment by the govern-
ment in public health nursing, arguing the need based on system
changes and the Affordable Care Act implementation, greater
need to connect public health and care delivery with front-line
public health nurses, plus the economic benefits of supporting
this investment. Through the input of the NACNEP, the Divi-
sion of Nursing sets policy for nursing nationally.
Centers for Disease Control and Prevention. The Centers
for Disease Control and Prevention (CDC) serve as the national
focus for developing and applying disease prevention and
control, environmental health, and health promotion and edu-
cation activities designed to improve the health of the people
of the United States. The mission of the CDC is to protect
America from health, safety and security threats, both foreign
and in the United States. Whether diseases start at home or
abroad, are chronic or acute, curable or preventable, human
error or deliberate attack, CDC fights disease and supports
communities and citizens to do the same. As such CDC increases
CHAPTER 8 Public Health Policy
the health security of our nation (CDC, 2014A) The CDC seeks
to accomplish its mission by working with partners throughout
the nation and the world in the following ways:
• To provide health security
• To detect and investigate health threats
To tackle the biggest health problems causing death and
disability
• To conduct research that will enhance prevention
• To promote healthy and safe behaviors, communities, and
environments
To develop leaders and train the public health workforce,
including disease detectives
• To develop and advocate sound public health policies
• To implement prevention strategies
• To promote healthy behaviors
• To foster safe and healthful environments
To provide leadership and training
The outbreak of summer 2014 is an example of how the CDC
fulfills its mission. The Shiga toxin-producing Escherichia coli
outbreak linked to raw clover sprouts affected six states
and 19 people, and 44% were hospitalized. Idaho was the state
that was most likely the source of the outbreak. The CDC regu-
larly collects data about foodborne illnesses through the National
Notifiable Disease Surveillance System on a weekly basis through
the CDC MMWR weekly report from states. Because of the
recognized increase in cases, states were asked to report aggre-
gate numbers of cases twice a week along with foodborne-related
hospitalizations and complications. The CDC implemented an
investigation to track the cases and worked with state and local
health departments to perform the following:
Detect the possible outbreak
• Define and find cases
Generate hypotheses about the likely source
• Test the hypothesis
• Find the point of contamination
• Control the outbreak from further spread
• Decide when the outbreak is over.
By August 2014, there had been about 19 cases beginning in
June 2014. In 3 months there were cases in 6 states. Figure 8-1
presents a CDC map indicating cases per state (CDC, MMWR
Dispatch, 2014b). The six states involved were California
(1), Idaho (3), Michigan (1), Montana (2), Utah (1), and Wash –
ington (11). By August 2014 CDC determined the outbreak to
be over. Although few people were involved in this outbreak,
the outcome could have been deadly to the persons who ate the
sprouts. While the Ebola virus of West Africa continues to
spread, the CDC is monitoring the effects of the virus as part
of their global monitoring system. CDC has information and
training materials ready for those who may need to use the
materials (CDC, 2014c). The CDC has taken an active role in
the recent outbreak of measles as a result of exposure to the
virus at Disneyland in California. This outbreak resulted in 140
people from seven states being infected. On 1/23/2015, the CDC
issued a health advisory to all public health and health care
facilities nationwide (Zipprich et al, 2015).
National Institutes of Health. Founded in 1887, NIH today is
one of the world’s foremost biomedical research centers, and the
federal focus point for biomedical research in the United States.
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f/,’::,:~\ r:,z~i~;~i; PART 2 Forces Affecting Health Care Delivery and Population-Centered Nursing
FIG 8-1 The number of reported Escherichia coli cases linked to multistate outbreak, by state-United States, May to August, 2014 (From Centers for Disease Control and Prevention: Epidemiologv of Escherichia coli outbreak, United States, Atlanta, 2014 USDHHS.)
The NIH is composed of 27 separate institutes and centers. The
goal of NIH research is to acquire new knowledge to help prevent,
detect, diagnose, and treat disease and disability, from the rarest
genetic disorder to the common cold. The NIH mission is to
uncover new knowledge that will lead to better health for every-
one. The NIH works toward that mission by conducting research
in its own laboratories; supporting the research of nonfederal
scientists in universities, medical schools, hospitals, and research
institutions throughout the country and abroad; helping in the
training of research investigators; and fostering communication
of medical and health sciences’ information (NIH, 2010a).
In late 1985 Congress overrode a presidential veto, allowing
the creation of the National Center for Nursing Research within
the NIH. In 1993 the Center became one of the divisions of the
NIH and was renamed the National Institute of Nursing
Research (NINR). The research and research-related training
activities previously supported by the Division of Nursing
were transferred to the new Institute. The NINR is the focal
point of the nation’s nursing research activities. It promotes
the growth and quality of research in nursing and client
care, provides important leadership, expands the pool of
experienced nurse researchers, and serves as a point of interac-
tion with other bases of health care research. The mission of
NINR is to promote and improve the health of individuals,
families, communities, and populations.
NINR supports and conducts clinical and basic research and
research training on health and illness across the life span. The
research focus encompasses health promotion and disease pre-
vention, quality of life, health disparities, and end of life. NINR
seeks to extend nursing science by integrating the biological and
behavioral sciences, using new technologies to research ques-
tions, improving research methods, and developing the scien-
tists of the future (NINR, 2011).
Agency for Healthcare Research and Quality. The Agency
for Healthcare Research and Quality (AHRQ) is the lead
federal agency charged with improving the quality, safety, effi-
ciency, and effectiveness of health care for all Americans. As one
of 12 agencies within the USDHHS, AHRQ supports health
services research that will improve the quality of health care and
promote evidence-based decision making. AHRQ is committed
to improving care safety and quality by developing successful
partnerships and generating the knowledge and tools required
for long-term improvement. The goal of AHRQ research is to
promote measurable improvements in health care in America.
The outcomes are gauged in terms of improved quality of life
and client outcomes, lives saved, and value gained for what we
spend (AHRQ, 2014a).
By examining what works and what does not work in health
care, the AHRQ fulfills its missions of translating research find-
ings into better client care and providing consumers, policy
makers, and other health care leaders with information needed
to make critical health care decisions. In 1999, Congress,
through legislation, specifically directed AHRQ to focus on
measuring and improving health care quality; promoting client
safety and reducing medical errors; advancing the use of infor-
mation technology for coordinating client care and conducting
quality and outcomes research; and seeking to eliminate dis-
parities in health care delivery for the priority populations of
low-income groups, minorities, women, children, older adults,
and individuals with special health care needs.
The AHRQ published protocols for care of clients with a
variety of health problems. These protocols became the stan-
dards of health care delivery. The agency continues to maintain
a clinical practice guidelines clearinghouse for use by clinicians
and others. In addition, the AHRQ had a project called “Put
Prevention into Practice” to promote the use of standardized
protocols for primary care delivery for clients across the age
span (see Schedule of Clinical Preventive Services in AHRQ,
2014b). Today there is a program titled The Practice-Based
Research Network that rapidly develops and assesses methods
____________________ C_H_A_P_TE_R_ 8_ P_u_b_li_c_H_e_a_lt_h_P_o_li -‘cy,____.-
and tools to ensure that new scientific evidence is incorporated
into real-world practice settings (AHRQ, 2014c).
Centers for Medicare and Medicaid Services. One of the
most powerful agencies within the USDHHS is the CMS, which
administers Medicare and Medicaid accounts and guided
payment policy and delivery rules for services for 100 million
people in 2014 (CMS, 2014). In addition to providing health
insurance, CMS also performs a number of quality-focused
health care or health-related activities, including regulating of
laboratory testing, developing coverage policies, and improving
quality of care. CMS maintains oversight of the surveying and
certifying of nursing homes and continuing care providers
(including home health agencies, intermediate care facilities for
the developmentally disabled, and hospitals). It makes available
to beneficiaries, providers, researchers, and state surveyors
information about these activities and nursing home quality.
Federal Non-Health Agencies
Although the USDHHS has primary responsibility for federal
health functions, several other departments of the executive
branch carry out important health functions for the nation.
Among these are the Defense, Labor, Agriculture, and Justice
Departments.
Department of Defense
The Department of Defense delivers health care to members of
the military, to their dependents and survivors, to National Guard
and reserve members, and to retired members and their families.
The assistant secretary of defense for health affairs administers a
variety of health care plans for service personnel: TriCare Prime
(a managed care arrangement) and an option for fee-for-service
plans called TriCare Standard as well as TriCare Extra with many
other options available. In each branch of the uniformed services,
nurses of high military rank are part of the administration of
these health services (U.S. Department of Defense, 2014).
Department of Labor
The Department of Labor houses OSHA, which imposes work-
place requirements on industries. These requirements shape the
functions of nurses and the types of health services provided to
workers in the workplace. A record-keeping system required by
OSHA greatly affects health records in the workplace. Each state
has an agency similar to OSHA that also monitors and inspects
industries, as well as the health services delivered to them by nurses.
Needlestick injuries and other sharps-related injuries that
result in occupational bloodborne pathogen exposure continue
to be an important public health concern, especially to health
care workers. In response to this serious situation, Congress
passed the Needle Stick Safety and Prevention Act, which
became law on November 6, 2000. To meet the requirements of
this act, OSHA revised its Bloodborne Pathogen Standard to
become effective on April 18, 2002. This act clarified the respon-
sibility of employers to select safer needle devices as they
become available and to involve employees in identifying and
choosing the devices. The updated standard also required
employers to maintain a log of injuries from contaminated
sharps (OSHA, 2008; 2011; OSHA, 2013).
Department of Agriculture
The Department of Agriculture houses the Food and Nutrition
Service, which oversees a variety of food assistance activities.
This service collaborates with state and local government
welfare agencies to provide food stamps to needy persons to
increase their food purchasing power. Other programs include
school breakfast and lunch programs, WIC, and grants to states
for nutrition education and training. In 2013, WIC provided
support for 53% of all infants born in the United States.
Although these programs have been successful, the increasing
use of the process of giving federal block grants to states (rather
than implementing national programs) may threaten the effec-
tiveness of these programs because of differences in how deci-
sions are made at the state level on how to spend money on
nutrition (USDA, 2013).
Department of Justice
Health services to federal prisoners are administered within the
Department of Justice. The Federal Bureau of Prisons is respon-
sible for the custody and care of approximately 214,000 federal
offenders (Bureau of Federal Prisons, 2014). The Medical and
Services Division of the Bureau of Prisons includes medical,
psychiatric, dental, and health support services with commu-
nity standards in a correctional environment. Health promo-
tion is emphasized through counseling during examinations,
education about effects of medications, infectious disease pre-
vention and education, and chronic care clinics for conditions
such as cardiovascular disease, diabetes, and hypertension. The
Bureau also provides forensic services to the courts, including
a range of evaluative mental health studies outlined in federal
statutes. Health care for prisoners is highly regulated because of
a series of court decisions on inmates’ rights.
State and Local Health Departments
Depending on funding, public commitment and interest, and
access to other resources, programs offered by state and local
health departments vary greatly. Many state and local health
officials report that employees in public health agencies lack
skills in the core sciences of public health, and that this has
hindered their effectiveness. The lack of specialized education
and skill is a significant barrier to population-based preventive
care and the delivery of quality health care to the public. Public
health workforce specialists report that the number of retirees
expected in this decade will result in a major shortage of public
health workers, including nurses. More often than at other levels
of government, nurses at the local level provide direct services.
Some nurses deliver special or selected services, such as
follow -up of contacts in cases of tuberculosis or venereal disease
or providing child immunization clinics. Other nurses have a
more generalized practice, delivering services to families in
certain geographic areas (PHF, 2010; University of Michigan
Center of Excellence in Public Health Workforce Studies, 2013).
At the local and state levels, coordinating health efforts
between health departments and other county or city depart-
ments is essential. Gaps in community coordination are showing
up in glaring ways as states and communities scramble to
PART 2 Forces Affecting Health Care Delivery and Population-Centered Nursing
address bioterrorism preparedness since September 11, 2001,
and since such natural disasters as Hurricane Katrina. The
United States had 220,000 people lose their homes in 2013 due
to extreme storms and tornadoes in Oklahoma and another
100,000 from flooding in Colorado. Health departments are on
the front line in such occurrences (see Chapter 46).
IMPACT OF GOVERNMENT HEALTH
FUNCTIONS AND STRUCTURES ON NURSING
The variety and range of functions of governmental agencies
have had a major impact on the practice of nursing. Funding,
in particular, has shaped roles and tasks of population-centered
nurses. The designation of money for specific needs, or cate-
gorical funding, has led to special and more narrowly focused
nursing roles. Examples are in emergency preparedness, school
nursing, and family planning. Funds assigned to antibioterror-
ism cannot be used to support unrelated communicable disease
programs or family planning.
The events of September 11, 2001, have had the public and
the profession of nursing concerned about the ability of the
present public health system and its workforce to deal with bio-
terrorism, especially outbreaks of deadly and serious communi-
cable diseases. For example, smallpox vaccinations were stopped
in 1972, but immunity lasts for only 10 years; although there have
been no reported cases since the early 1970s, almost no one in
the United States retains their immunity. Thus, the population is
vulnerable to a smallpox outbreak, and smallpox could be used
as a weapon ofbioterrorism. Two laboratories in the world retain
a small amount of the smallpox virus. Because of these potential
threats, the U.S. government has begun to increase production of
the vaccine (NIH, 201 Ob). Few public health professionals are
knowledgeable of the symptoms, treatment, or mode of trans-
mission of this disease . Most health professionals, including reg-
istered nurses (RNs), who currently work in the United States,
have never seen a case of anthrax, smallpox, or plague-the three
major biological weapons of concern in the world today. A few
have now seen the effects of the Ebola virus. The USDHHS and
the federal Office of Homeland Security have provided funds to
address this serious threat to the people of the United States.
One of the first things being done is the rebuilding of the
crumbling public health infrastructures of each state to provide
surveillance, intervention, and communication in the face of
future bioterrorism events and natural disasters. On December
19, 2006, President George W. Bush signed the Pandemic and
All-Hazards Preparedness Act (PAHPA), which was intended to
improve the organization, direction, and utility of preparedness
efforts. PAHPA centralizes federal responsibilities, requires
state-based accountability, proposes new national surveillance
methods, addresses surge capacity, and facilitates the develop-
ment of vaccines and other scarce resources (Morhard and
Franco, 2013). On March 13, 2013, President Barrack Obama
signed the Pandemic and All-Hazards Preparedness Reauthori-
zation Act into law. The 2013 law reauthorizes funding for
public health and medical preparedness programs that enable
communities to build systems to support people in need during
and after disasters (USDHHS, 2013B).
THE LAW AND HEALTH CARE
The United States is a nation of laws, which are subject to the
U.S. Constitution. The law is a system of privileges and pro-
cesses by which people solve problems on the basis of a set of
established rules. It is intended to minimize the use of force.
Laws govern the relationships of individuals and organizations
to other individuals and to government. After a law is estab-
lished, regulations further define the course of actions to be
taken by the government, organizations, or individuals in reach-
ing an agreed-on outcome. Government and its laws are the
ultimate authority in society and are designed to enforce official
policy whether it is related to health, education, economics,
social welfare, or any other society issue. The number and types
of laws influencing health care are ever increasing. Definitions
of law (Catholic University of America, 2010) include the
following:
A rule established by authority, society, or custom
The body of rules governing the affairs of people, communi-
ties, states, corporations, and nations
A set of rules or customs governing a discrete field or activity
( e.g., criminal law, contract law)
These definitions reflect the close relationship of law to the
community and to society’s customs and beliefs.
The law has had a major impact on nursing practice.
Although nursing emerged from individual voluntary activities,
society passed laws to give formality to public health and,
through legal mandates (i.e., laws), positions and functions for
nurses in community settings were created. These functions in
many instances carry the force of law. For example, if the nurse
discovers a person with smallpox, the law directs the nurse and
others in the public health community to take specific actions.
In another example, in a mumps outbreak, a nurse and other
health professionals are required to report mumps cases. This
reporting requirement helps with locating and treating cases so
cases can be treated or isolated as they occur to prevent further
spreading of disease . Three types of laws in the United States
have particular importance.
Constitutional Law
Constitutional law derives from federal and state constitutions.
It provides overall guidance for selected practice situations. For
example, on what basis can the state require quarantine or isola-
tion of individuals with tuberculosis? The U.S. Constitution
specifies the explicit and limited functions of the federal gov-
ernment. All other powers and functions are left to the indi-
vidual states. The major constitutional power of the states
relating to population-centered nursing practice is the state’s
right to intervene in a reasonable manner to protect the health,
safety, and welfare of its citizens. The state has police power to
act through its public health system, but it has limits. First, it
must be a “reasonable” exercise of power. Second, if the power
interferes or infringes on individual rights, the state must dem-
onstrate that there is a “compelling state interest” in exercising
its power. Isolating an individual or separating someone from
a community because that person has a communicable disease
has been deemed an appropriate exercise of state powers. The
state can isolate an individual even though it infringes on indi-
vidual rights (such as freedom and autonomy), under the fol-
lowing conditions (Lee et al, 2012):
• There is a compelling state interest in preventing an
epidemic.
• The isolation is necessary to protect the health, safety, and
welfare of individuals in the community or the public as a
whole.
• The isolation is done in a reasonable manner.
The legal and medical communities along with AIDS
(acquired immunodeficiency syndrome) activists rejected (and
made the case) that the social quarantine of individuals with
AIDS was unnecessary. Thus, individual freedom and auton-
omy of the individual come before “compelling state interest”
unless science warrants another conclusion (Swendiman and
Elsea, 2010).
Legislation and Regulation
Legislation is law that comes from the legislative branches of
federal, state, or local government. This is referred to as Statute
Law because it becomes coded in the statutes of a government
(Birkland, 2010). Much legislation has an effect on nursing.
Regulations are specific statements of law related to defining
or implanting individual pieces of legislation or statute law.
For example, state legislatures enact laws (statutes) establishing
boards of nursing and defining terms such as registered nurse
and nursing practice. Every state has a board of nursing.
The board may be found either in the department of licensing
boards of the health department or in an administrative agency
of the governor’s office. Created by legislation known as a
state nurse practice act, the board of nursing is made up of
nurses and consumers. The functions of this board are
described in the nurse practice act of each state and generally
include licensing and examination of RNs and licensed practi-
cal nurses; licensing and/or certification of advanced practice
nurses; approval of schools of nursing in the state; revocation,
suspension, or denying of licenses; and writing of regulations
about nursing practice and education.
The state boards of nursing operationalize, implement, and
enforce the statutory law by writing explicit statements (rules)
on what it means to be an RN, and on the nurse’s rights and
responsibilities in delegating work to others and in meeting
continuing education requirements.
All nurses employed in community settings are subject to
legislation and regulations. For example, home health care
nurses employed by private agencies must deliver care accord-
ing to federal Medicare or state Medicaid legislation and
regulations, so the agency can be reimbursed for those services.
Private and public health care services rendered by nurses
are subject to many governmental regulations for quality
of care, standards of documentation, and confidentiality of
client records and communications. All state health dep art-
ments have a public health practice reference that governs the
practice of nurses and others, and state public health laws
that define the essential public health services that must be
offered in the state as well as the optional services that may also
be offered.
CHAPTER 8 Public Health Policy
Judicial and Common Law
Both judicial law and common law have great impact on
nursing. Judicial law is based on court or jury decisions. The
opinions of the courts are referred to as case law (Birkland,
2010). The court uses other types oflaws to make its decisions,
including previous court decisions or cases. Precedent is one
principle of common law. This means that judges are bound by
previous decisions unless they are convinced that the older law
is no longer relevant or valid. This process is called distinguish-
ing, and it usually involves a demonstration of how the current
situation in dispute differs from the previously decided situa-
tion. Other principles of common law such as justice, fairness,
respect for individual’s autonomy, and self-determination
are part of a court’s rationale and the basis upon which to make
a decision.
LAWS SPECIFIC TO NURSING PRACTICE
Despite the broad nature and varied roles of nurses in practice,
two legal arenas are most applicable to nurse practice situations.
The first is the statutory authority for the profession and its
scope of practice, and the second is professional negligence or
malpractice.
Scope of Practice
The issue of scope of practice involves defining nursing, setting
its credentials, and then distinguishing between the practices of
nurses, physicians, and other health care providers. The issue is
especially important to nurses in community settings, who have
traditionally practiced with much autonomy.
Health care practitioners are subject to the laws of the state
in which they practice, and they can practice only with a license.
The states’ nurse practice acts differ somewhat, but they are the
most important statutory laws affecting nurses. The nurse prac-
tice act of each state accomplishes at least four functions: defin-
ing the practice of professional nursing, identifying the scope
of nursing practice, setting educational qualifications and other
requirements for licensure, and determining the legal titles
nurses may use to identify themselves. The usual and customary
practice of nursing can be determined through a variety of
sources, including the following:
• Content of nursing educational programs, both general
and special
• Experience of other practicing nurses (peers)
Statements and standards of nursing professional
organizations
Policies and procedures of agencies employing nurses
Needs and interests of the community
Updated literature, including research, books, texts, and
journals
• Internet sites if it can be determined that the site is a profes-
sional source of information
All of these sources can describe, determine, and refine the
scope of practice of a professional nurse. Every nurse should
know and follow closely any proposed changes in the practice
acts of nursing, medicine, pharmacy, and other related
PART 2 Forces Affecting Health Care Delivery and Population-Centered Nursing
professions. The nurse should always examine all legislation,
rules, and regulations related to nursing practice. For example,
a review of the pharmacy act will let the nurse know whether
to question the right to dispense medications in a family plan-
ning clinic in a local health department. Defining the scope of
practice forces one to clarify independent, interdependent, and
dependent nursing functions.
Just as practice acts vary by state, so do the evolving issues
and tensions of scopes of practice among the health professions.
In past years, several state legislatures ( working closely with the
National Council of State Boards of Nursing) embarked on a
legislative effort to develop the Interstate Nurse Licensure
Compact. The compact allows mutual recognition of generalist
nursing licensure across state lines in the compact states. By
2014, 24 states had adopted the compact (NCSBN, 2014).
Professional Negligence
Professional negligence, or malpractice, is defined as an act ( or a
failure to act) that leads to injury of a client. To recover money
damages in a malpractice action, the client must prove all of the
following:
1. That the nurse owed a duty to the client or was responsible
for the client’s care
2. That the duty to act the way a reasonable, prudent nurse
would act in the same circumstances was not fulfilled
3. That the failure to act reasonably under the circumstances
led to the alleged injuries
4. That the injuries provided the basis for a monetary claim
from the nurse as compensation for the injury
Reported cases involving negligence and population -centered
nurses are rare. However, the following is an example:
Home Nurse Fails to Properly Supervise Bottle Feeding
of Child With Tracheal Tube for Oxygen-Death-$4.5
Million Verdict
The plaintiff, a child, age sixteen months, suffered insuf-
ficiency of her lungs and required a continuous supply of
oxygen via a tracheal tube. She required constant supervi –
sion by a home health nurse.
In January 2008, during the day a bottle of formula was
given by the nurse. The formula entered the tracheal tube
and lungs. After several minutes the nurse observed that the
child had stopped breathing and began cardiopulmonary
resuscitation. The child did not survive. It was determined
that the child had suffered asphyxiation due to ingestion of
vomited material.
The plaintiff claimed that the child had choked and
gagged throughout the nurse’s resuscitation attempts and
that CPR was not the correct method of resuscitating the
child. The plaintiff claimed that the tracheal tube should
have been cleared or changed.
The case was initially brought against the defendant
nurse’s employer, the home care agency, and the hospital
which had provided the tracheal tube. The claims against
the hospital were discontinued and the matter proceeded to
trial against the home care agency. The defendant did not
contest liability.
According to a published account a $4.5 million verdict
was returned for the child’s pain and suffering. A defense
motion to set aside the verdict was pending.
With permission from
Medical Malpractice Verdicts,
Settlements & Experts; Lewis Laska, Editor,
901 Church St., Nashville,
TN 37203-3411,2013 1-800-298-6288.
An integral part of all negligence actions is the question of
who should be sued. When a nurse is employed and functioning
within the scope of employment, the employer is responsible
for the nurse’s negligent actions. This is referred to as the doc-
trine of respondeat superior. By directing a nurse to carry out a
particular function, the employer becomes responsible for neg-
ligence, along with the individual nurse. Because employers are
usually better able to pay for the injuries suffered by clients, they
are sued more often than the nurses themselves , although an
increasing number of judgments include the professional nurse
by name as a co-defendant. In some instances, if the agency is
found liable, the agency may in turn sue the nurse for negli-
gence. At least, the nurse often loses the job.
Thus, it is imperative that all nurses engaged in clinical prac-
tice carry their own professional liability insurance. Nurses may
have personal immunity for particular practice areas, such as
giving immunizations. In some states, the legislature has granted
personal immunity to nurses employed by public agencies to
cover all aspects of their practice under the legal theory of sov-
ereign immunity (Cherry and Jacobs, 2013).
Nursing students need to be aware that the same laws and
rules that govern the professional nurse govern them. Students
are expected to meet the same standard of care as that met by
any licensed nurse practicing under the same or similar circum-
stances. Students are expected to be able to perform all tasks
and make clinical decisions on the basis of the knowledge they
have gained or been offered, according to their progress in their
educational programs and along with adequate educational
supervision.
LEGAL ISSUES AFFECTING HEALTH
CARE PRACTICES
Specific legal issues of nursing vary depending on the setting
where care is delivered, the clinical arena, and the nurse’s func-
tional role. The law, including legislation and judicial opinions,
significantly affects each of the following areas of nursing prac-
tice. Nurses responsible for setting and implementing program
priorities need to identify and monitor laws related to each
special area of practice.
School and Family Health
Nurses employed by health departments or boards of education
may deliver school and family health nursing. School health
legislation establishes a minimum of services that must be pro-
vided to children in public and private schools. For example,
most states require that children be immunized against certain
communicable diseases before entering school. Children must
have had a physical examination by that time, and most states
require at least one physical at a later time in their schooling.
Legislation also specifies when and what type of health screen-
ing will be conducted in schools ( e.g., vision and hearing
testing). These requirements are found in statutory laws of
states. Some states are now requiring a simple dental examina-
tion in schools for the purpose of referring children to a dental
health professional if needed.
Statutes addressing child abus e and neglect make a large
impact on nursing practice within schools and families. Most
states require nurses to notify police and/or a social service
agency of any situation in which they suspect a child is being
abused or neglected. This is one instance in which the law man-
dates that a health professional breach client confidentiality to
protect someone who may be in a helpless or vulnerable posi-
tion. There is civil immunity for such reporting, and the nurse
may be called as a witness in a court hearing of the case.
Occupational health is another special area of practice that
has specific legal requirements as a result of state and federal
statutes. Of special concern are the state workers’ compensation
statutes, which provide the legal foundation for claims of
workers injured on the job. Access to records, confidentiality,
and the use of standing orders are legal issues that have great
practice significance to nurses employed in industries.
Home Care and Hospice
Home care and hospice services rendered by nurses are shaped
through state statutes and have specific nursing requirements
for licensure and certification. Compliance with these laws is
directly linked to the method of payment for the services. For
example, a service must be licensed and certified to obtain
payment for services through Medicare. Federal regulations
implementing Medicare/Medicaid have an enormous effect on
much of nursing practice, including how nurses record details
of their visits, record time spent in care activities, and document
client care and the client’s status and progress.
In addition, many states have passed laws requiring nurses
to report elder abuse to the proper authorities, as is done with
children and youth. Laws affecting home care and hospice ser-
vices have focused on such issues as the right to death with
dignity, rights of residents of long-term facilities and home
health clients, definitions of death, and the use of living wills
and advance directives. The legal and ethical dimensions of
nursing practice are particularly important. Individual rights,
such as the right to refuse treatment, and nursing responsibili-
ties, such as the legal duty to render reasonable and prudent
care, may appear to be in conflict in delivering home and
hospice services. Much case discussion (sometimes including
outside ethics consultation) may be needed to resolve such
conflicts.
Correctional Health
Correctional health nursing practice is significantly shaped by
federal and state laws and regulations and by recent Supreme
Court decisions. The laws and decisions primarily relate to the
type and amount of services that must be provided for incarcer-
ated individuals. For example, physical examinations are
CHAPTER 8 Public Health Policy
required for all prisoners after they are sentenced. Regulations
specify basic levels of care that must be provided for prisoners,
and access to care during illness is a particular focus. Court
decisions requiring adequate health services are based on con-
stitutional law. If minimal services are not provided, it is a viola-
tion of a prisoner’s right to freedom from cruel and unusual
punishment. Such decisions provide a framework that strongly
influences the setting of nursing priorities. For example, provid-
ing care to the sick would take priority over wellness or health
education classes.
THE NURSE’S ROLE IN THE POLICY PROCESS
The number and types of laws influencing health care are
increasing. Because of this, nurses need to be involved in the
policy process and understand the importance of involvement
of nursing to the clients they serve.
For nurses to effectively care for their client populations and
their communities in the complex U.S. health care system, pro-
fessional advocacy for lo gical health policy that considers equal-
ity is essential. Professional nurses working in the community
know all too well about the health care problems they and their
clients encounter daily, and it is through policy and political
activism that both big-picture and long-term solutions can be
developed.
Although the term policy may sound rather lofty, health
policy is quite simply the process of turning health problems
into workable action solutions. Health policy is developed on
the three-legged stool of access, cost, and quality. The policy
process, which is very familiar to professional nurses, includes
the following:
• Statement of a health care problem
• Statement of policy options to address the health problem
• Adoption of a particular policy option
Implementation of the policy product (e.g., a service)
Evaluation of the policy’s intended and unintended conse-
quences in solving the original health problem
Thus the policy process is very similar to the nursing process,
but the focus is on the level of the larger society and the
adoption strategies require political action. For most profes-
sional nurses, action in the policy arena comes most easily
and naturally through participation in nursing organizations
such as the ANA at the state level or the Association of
Community Health Nursing Educators (ACHNE) or the Asso-
ciation of State and Territorial Directors of Nursing (ASTDN)
at the national or state level, and in certain specialty organiza-
tions like the American Association of Specialty Nursing
Organizations.
Legislative Action
It is often helpful to review the legislative and political processes
that may have been a part of high school education. It becomes
important material to remember as a professional career is
embarked upon.
The people within geographic jurisdictions elect their legis-
lative representatives and senators. An important part of the
legislative process is the work of the legislative staff. These
PART 2 Forces Affecting Health Care Delivery and Population-Centered Nursing
individuals do the legwork, research, paperwork, and other
activities that move policy ideas into bills and then into law. In
addition to the individual legislator’s office, the congressional
committee staffs are also important. They are usually experts in
the content of the work of a committee, such as a health and
welfare committee. Frequently, developing a working relation-
ship with key legislative staffers can be as important to achiev-
ing a policy objective as the relationship with the policy maker
(i.e., the legislator).
The legislative process begins with ideas (policy options)
that are developed into bills. After a bill is drafted, it is intro-
duced to the legislature, given a number, read, and assigned to
a committee. Hearings, testimony, lobbying, education, research,
and informal discussions follow. If the bill is passed from the
legislative committee, the entire House of Representatives hears
the bill, amends it as necessary, and votes on it. A majority vote
moves the bill to Senate where it is read and amended, and then
a vote is taken. Figure 8-2 shows the necessary formal process
of the legislative pathway.
Nurses can be involved in the legislative process at any point.
Many professional nursing associations have legislative com-
mittees made up of volunteers, governmental relations staff
professionals, and sometimes political action committees
(PACs), all engaged in efforts to monitor, analyze, and shape
health policy.
BOX 8-1 Tips for Visits with Legislators
• Face-to-face visits are viewed as the most effective.
• Call ahead and ask how much time the staff or legislator is able to give you.
• When you arrive, ask if the appointment time is the same or if a scheduled vote
on the House/Senate floor is going to need the legislator’s attention.
• Engage in small talk at the beginning of the conversation only if the staff or
legislator has time.
• Structure time so that the issue can be briefly presented. The visit will prob-
ably be 15 minutes or less.
• Allow an opportunity for the staff or Congress member to seek clarity or ask
questions.
• Offer to provide additional information or find answers to questions asked.
Common methods of influencing health policy outcomes
include face -to -face encounters, personal letters, mailgrams,
electronic mail, telephone calls, testimony, petitions, reports,
position papers, fact sheets, letters to the editor, news releases,
speeches, coalition building, demonstrations, and lawsuits.
Depending on the issue, any of these can be effective. Although
most business, including politics and the policy agendas, are
dependent upon the Internet today for instant communication
and quick response, all of these methods continue to be of great
importance in influencing policy agendas. For example, if a
face-to-face encounter is used with a legislator or a staffer, these
persons can put a “face on the policy” agenda, and the reality
that the policy affects real persons is an important consider-
ation when the legislator or staff pushes the policy agenda
forward. Guidelines on communication are provided in the
How To box. Tips on communication and visiting legislators
and their staffs, as well as general tips on political action, are
presented in Boxes 8-1, 8-2, and 8-3. Political activities in which
nurses can and should be involved include a wide variety of
activities such as being informed voters (a must!), participating
in a political party, registering others to vote, getting out the
vote, fundraising for candidates, building networks or commu-
nication links for issues (e.g., a phone tree or Internet distribu-
tion list), and participating in organizations to ensure their
effective involvement in health policy and politics.
• Do not assume that the legislator or the legislator’s staff is well informed on
the issue.
• Leave a one- or two-page fact sheet on the issue.
• Numbers count. If the views you express are shared by a local nurses’ orga-
nization or by nurses employed at a health care faci lity, let the
legislator know.
• Invite Congress members and their staffs to conferences or meetings of
nurses’ organizations, or to tour nursing facilities to meet others interested
in the same policy issues.
• If appropriate, invite the media and let the legislator know.
• Follow up with a letter of thanks to both the legislator and the staffer.
Modified from Mason D et al: Pol icy and politics in government, ed 5,St Louis, 2007, Elsevier.
BOX 8-2 Tips for Written Communication with Legislators
• Communicate in writing to express opinions.
• Identify yourself as a nurse.
• Acknowledge the Congress member’s work as positive or negative, but be
courteous.
• Follow up on meetings or phone calls with a letter or e-mai l.
• Share knowledge about a particular problem.
• Recommend policy solutions so the legislator or staff will know why you are
writing.
• The letter should be typed, a maximum of two pages, and focused on one
or two issues at most.
• The purpose of the letter should be stated at the beginning.
• Present clear and compelling rationales for your concern or position on an
issue.
• If the purpose of the letter is to express disappointment regarding a stance
on an issue or a vote that has been cast, the letter should be as positive as
possible.
• Write letters thanking a Congress member for taking a particular position on
an issue.
• A letter to the editor of the local newspaper or a nursing newsletter praising
a legislator’s position (with a copy forwarded to the legislator) is welcome
publicity, especially during an election year.
• If you visited with the legislator or a staffer, review the major points covered
in person and answer any questions that were raised during conversation.
• Have personal business cards and include them with letters.
• Address written correspondence as follows (the same general format applies
to state and local officials):
U.S. Senator
Honorable Jane Doe
United States Senate
Washington. DC 20510
Dear Senator Doe:
U.S. Representat ive
Honorable Jane Doe
House of Representatives
Washington, DC 20515
Dear Representative Doe:
Modified from Mason D et al: Policy and politics in government, ed 5,St Loui s, 2007, Elsevier.
CHAPTER 8 Public Health Policy
Nursing Involvement
Provide member of Congress
with information
to draft bill
The Federal Level s: lssoe ldectmed
HR 1
Introduced in
House
S2
Introduced in
Senate
t t I r
Provide testimony
Provide testimony
and information
to committee
members
Lobby members
in district and
Washington, DC
Continue lobbying
efforts
Send emails and
make phone calls
Sendletterto
President
1
J..
I
Referred to Referred to
House committee Senate committee
I I 1 I
Referred to Referred to
subcommittee subcommittee
I I I
Reported by Reported by
full committee full committee
I I
I
I
Rules committee
I
I
action
2 I
I
I
I t
I
I
y
I
Floor Action Floor Action
t I I
House debate, 3 Senate de
bate,
vote on passage vote on passage
‘ ‘ I
I
‘
I
—–~,————————-· ……_
I Conference action
Compromise version Compromise version
voted on voted on
——…. 4 .—-
Presidential action
VETOED SIGNED
1 A bill goes to full committee first , then to special subcommittees for hearings, debat
e , revisions, and approval. The same
process occurs when it goes to full committee. It either dies in committee or procee
ds to the next step.
2 Only the House has a Rules Committee to set the “rule” for floor action and conditio
ns for debate and amendments. In the
Senate, the leadership schedules action.
3 The bill is debated, amended , and passed or defeated. If passed, it goes to the oth
er chamber and follows the same
path.
If each chamber passes a similar bill , both versions go to conference.
4 The President may sign the bill into law, allow it to become law without his signature
, or veto it and return it to Congress .
To override the veto, both houses must approve the bill by a two-thirds majority vot
e.
FIG 8-2 How a bill becomes a law. (From Mason DJ, Leavitt JK, Chaffee MW: Policy
and politics
in nursing and health care, ed 6, St Louis, 2011, Elsevier.)
PART 2 Forces Affecting Health Care Delivery and Population-Centered Nursing
BOX 8-3 Tips for Action
• Become informed.
• Become acquainted with elected officials.
• Become involved in the state nurses’ association.
• Build communication and leadership skills.
• Increase your knowledge about a range of professional issues.
• Expand and strengthen your professional network.
• Build relationships within the profession and with representatives of public
and private sector organizations with an interest in health care.
• Be aware of what is taking place in health care beyond the environment and
the practice in which you work.
• Communicate with legislators regularly and share expertise and perspective
on issues related to health care and nursing.
• Offer your expertise to assist in developing new legislation, modifying exist-
ing legislation or regulations.
• Identify yourself as a nurse with associated education and expertise.
• Let people know that nurses are capable of functioning in many different
roles and making substantial contributions.
• Be confident.
• Do not burn bridges.
• Be friendl y.
• Lend a hand to other nurses. It benefits all of us.
• Find an experienced mentor to work with you if you are new to the policy
arena.
• Volunteer, seek appointments, or participate in elections in campaigns.
• Explore opportunities for involvement through internships, fellowships, and
volunteer work at all levels (local, state, and national).
Modified from Mason D, Keavitt JK, Chaffee MW: Policy and politics ingovernment, ed 5, St Louis, 2007, Elsevier.
I HOW TO Be an Effective Communicator
• Use simple communications that will be readily understood.
• Choose language that clearly conveys information to individuals
of dive rse cultures, different ages, and different educational backgrounds.
• Target oral or written communication to the issue and omit jargon
unique to medicine and nursing.
• State your expertise on the issue first.
• Briefly describe your education and experience.
• Identify the relevance of the issue beyond nursing.
• Provide information regarding the impact of the issue on the
legislator ‘s constituents.
• Present accurate, credible data.
• Do not oversell or give inaccurate information about the problem.
• Present information in an organized, thorough, concise form that
is based on factual data {when available).
• Give examples.
The direct reimbursement of advanced practice nurses
(APNs) in the Medicare program is one example of how nurses
can use their influence. The inclusion of amendments to Medi-
care that authorized APN reimbursement regardless of specialty
or client location in the Balanced Budget Act of 1997 required
the sustained efforts of the ANA and other national nursing
organizations over a long period (Nursing World, 2000;
USDHHS, CMS, 2011. During that time, individual nurses
provided testimony to Congress and to MEDPAC (the physi-
cians’ political action committee) on the importance of direct
reimbursement to APNs. Many APNs worked closely and
vigorously with their congressional representatives to lobby for
this Medicare amendment. Even more wrote letters and pro-
vided position papers and fact sheets to help legislators under-
stand the value of APNs. Although the process took more than
10 years to achieve fully, APN reimbursement in Medicare
became a reality. Both the nursing profession and Medicare
beneficiaries will benefit from the enhanced access of Medicare
clients to APNs.
The ANA was likewise a strong supporter for the Patient
Safety Act of 1997 (ANA, 1997). This law requires health care
agencies to make public some information on nurse staff levels,
staff mix, and outcomes, and it requires the USDHHS to review
and approve all health care acquisitions and mergers. All of
these requirements are to determine any long-term effect on the health and safety of clients, communities, and staff.
On the state legislative level, all 50 states have passed title
protection for APNs; this was achieved by individual nurses,
state nurses associations, and various nursing specialty groups
participating in the legislative process with the 50 state legisla-
tors. Title protection means that only certain nurses who meet
state criteria can call themselves advanced practice nurses.
Regulatory Action
The regulatory process, although it may not be as visible a
process as legislation, can also be used to shape laws and dra-
matically affect health policy. This process should be on the
radar screen of professional nurses who wish to successfully
participate in policy activity.
At each level of government, the executive branch can and,
in most cases, must prepare regulations for implementing
policy for new laws and new programs. These regulations are
detailed, and they establish, fix, and control standards and cri-
teria for carrying out certain laws. Figure 8-3 shows the steps in
the typical process of writing regulations. When the legislature
passes a law and delegates its oversight to an agency, it gives that
agency the power to make regulations. Because regulations flow
from legislation, they have the force of law.
The Process of Regulation
After a law is passed, the appropriate executive department
begins the process of regulation by studying the topic or issue.
Advisory groups or special task forces are sometimes formed to provide the content for the regulations. Nurses can influence
these regulations by writing letters to the regulatory agency in
charge or by speaking at open public hearings. Many letters are
now accepted by Internet.
After rewriting, the proposed regulations are put into final
draft form and printed in the legally required publication
(e.g., at the federal level, the Federal Register). Similar registers
exist in most states, where regulations from state executive
CHAPTER 8 Public Health Policy
Changes in
practice
occur
…… ……
Legislation
passed
by Congress
President
signs bill
into law
Final
regulations
published
Final
regulations
drafted
Time set
for hearing
and public
comments
Regulations
drafted
and
published
President
assigns
law to Executive
department
Executive
department
studies law
FIG 8-3 Th e process of w riting regulations.
departments, including state health departments, are published.
Public comment is called for in written form or oral presenta-
tion within a given period.
Revisions made to proposed regulations are based on public
comment and public hearing. Depending on the amount and
content of the public reaction, final regulations are prepared or
more study of the area and issues is conducted. Final published
regulations carry the force of law. When regulations become
effective, health care practice is changed to conform to the new
regulations. Monitoring administrative regulations is essential
for the professional nurse, who can influence regulations by
attending the hearings, providing comments, testifying, and
engaging in lobbying aimed at individuals involved in the
writing of the regulations. Concrete written suggestions for
revision submitted to these individuals are frequently persua-
sive and must be acknowledged by government in publishing
the final rules. An excellent example of how nurses must con-
tinue to influence health policy outcomes, even after positive
legislation has passed, occurred after the passage of the Bal-
anced Budget Act of 1997 (PL 105-33, 1997). The HCFA began
to implement the BBA ’97 through the publication of draft
regulations seeking to define APN practice and Medicare reim-
bursement. The nursing community responded vigorously with
negative opinions about the initial restrictive definitions and
requirement. Their reactions were effective and reshaped the
final regulations to recognize the state definitions for APN prac-
tice autonomy.
Final regulations, published in a Code of Regulations (both
federal and state), usually lead to changes in practice. For example,
Medicare regulations setting standards for nursing homes and
home health are incorporated into these agencies’ manuals. In
the case of APN reimbursement, some Medicare fiscal interme-
diaries have had difficulty in recognizing APNs as appropriate
providers, but professional nursing organization advocates have
forcefully addressed these implementation barriers.
Nursing Advocacy
Advocacy begins with the art of influencing others (politics) to
adopt a specific course of action (policy) to solve a societal
problem. This is accomplished by building relationships with
the appropriate policy makers-the individuals or groups
that determine a specific course of action to be followed by a
government or institution to achieve a desired end (policy
outcome). Relationships for effective advocacy can be built in a
number of ways.
In January 2006, Medicare Part D-the prescription drug
benefits policy-became effective. Public health professionals
need to continue to assist many vulnerable persons to under-
stand the value of enrolling in Part D, to educate them on how
to use the benefits, and to ensure that the populations who are
PART 2 Forces Affecting Health Care Delivery and Population-Centered Nursing
“dually” enrolled in both Medicare and Medicaid are registered.
Coordinating efforts between civic, religious, and health care
agencies to provide health education is a necessity.
A letter or visit to the district, state, or national office of a
legislator to discuss a particular policy or health care issue can
be interesting, educational, and effective. Contributions of
money, labor, expertise, or influence may also be welcomed by
the policy makers involved in setting a course of action to
obtain a desired health outcome for an individual, a family, a
group, a community, or society (health policy). In addition, one
may develop a grassroots network of community and profes-
sional friends with a mutual interest in health policy advocacy.
The network may be able to promote health policy initiatives
for the community. During the Obama presidential campaign,
many advocacy networks were established via the Internet and
monies were solicited using this process.
Many special-interest groups in health care have the poten-
tial, desire, and resources to influence the health policy process.
A tremendous advantage that nursing has in advocating for
issues and in influencing policy makers is the force of its
numbers, since nursing is the largest of the health professions.
However, nursing must organize its numbers in such a way that
each nurse joins with others to speak with one voice. The great-
est effect will be had when all nurses make similar demands for
policy outcomes.
During 2002, the nursing profession spoke clearly, distinctly,
and together on a serious problem for the health arena and for
the profession: the nursing shortage. Health care facilities and
employers were having ever-increasing difficulty finding expe-
rienced nurses to employ. In addition, the need for RNs was
predicted to balloon in the next 20 years because of the aging
of the U.S. population, technological advances, and economic
factors. Demand for RNs was anticipated to increase by 22% by
the year 2008. This increased demand for professional nurses,
coupled with the expected retirement of a rapidly aging nursing
workforce, placed a tremendous stress on the health care system.
The workforce shortage resulted from a complex set of
factors such as fewer young people entering the profession,
declining nursing school enrollment, the aging of the current
nurse workforce, and uncomfortable working conditions in
which nurses felt pressured to “do more with less.” On Decem-
ber 4, 2009, the BLS (2009) reported that the health care sector
of the economy was continuing to grow, despite significant job
losses in nearly all major industries. During the same time
period a shortage of registered nurses was projected to spread
across the country between 2009 and 2030 (AJMQ, 2012).
The American Association of Colleges of Nursing (AACN)
remained concerned about the shortage of RNs and worked
with schools, policy makers, other organizations, and the media
to bring attention to this health care crisis. AACN worked to
enact legislation, identify strategies, and form collaborations to
address the nursing shortage (AACN, 2010). However, in June
2011 it was reported that employers and staffing agencies posted
more than 121,000 new job ads for Registered Nurses in May,
up 46% from May 2010 (AACN, 2014).
Advocacy by expert and committed health professionals can
bring about positive change for the profession, the community,
and the clients that nurses serve. Keeping up to date on issues
within government, professional organizations, law, and public
policy is vitally important. Informed activism directed toward
a professional role, image, and value for professional nurses,
and toward a health care system in the United States that
provides high quality and affordable universal access to
health care, should be a life-long commitment for all profes-
sional nurses.
~”‘I LINKING CONTENT TO PRACTICE
An example of how the policy pro cess works follows, involving a nursing
organization and individual members. Whether you are a member of a group
as described below, or working on your own to influence health policy, the
steps described here apply.
Over a 15-month time frame. the American Nu rses Associ ation was invol ved
in advocating for health care reform. During the presidential campaign, can-
didates were educated about the nursing profession and ANA’s Agenda for
Health System Reform. ANA and its members participated in national media
interviews and local med ia events. The message was th at the association and
its members believed th at health care is a basic right. ANA collaborated with
the nursing comm unity to outline the profession’s priorities as proposals were
developed in Congre ss. Testimony was given before three key congressional
committees. ANA representatives met with White House and congressional
health care reform staff. and took part in two presidential press conferences
at the White Hou se .
As reported by ANA, thousands of nurses joined ANA’s hea lth care
reform team. sending letters to representatives of Congress. sharing their
stories, and meeting with members of Congress. They also participated in
rallies and events.
For more info rm ation on ANA’s health care reform work, vis it http://
www.rnaction.org/toolkit.
@® FOCUS ON QUALITY AND SAFETY
EDUCATION FOR NURSES
• Targeted competency: Quality improvement
• Knowledge: Describe strategies for learning about the outcomes of care
in the public setting
• Skills: Seek information about outcomes of care for populations served in
care settings
• Attitudes: Appreciate that continuous quality improvement is an essential
part of the da ily work of all professionals
QI Question
The Quad Council competency of po licy development and program planning
skills indicates that the beginning PHN collects information that will inform
policy decisions. Also the PHN describes the legislative policy development
process and identifies outcomes of current health policy relevant to PHN prac-
tice. The 2014 outbreak of the Ebola virus in the United States brought quick
recognition that there was a need for improvement in policies related to infec-
tious disease control. What were the indicators that the infection control poli-
cies in place were not sufficient to prevent the spread of disease? Describe the
CQI data collection processes that determined the need for policy change. What
ro le did nurses and organized nursing play in improving the infection control
policy and guidelines nationally? What has been the outcome of the new policy
and how were populations affected both locally and nationally?
I PRACTICE APPLICATION
Larry was in his final rotation in the Bachelor of Science in
nursing program at State University. He was anxious to com-
plete his final nursing course, because upon graduation he
would begin a position as a staff nurse specializing in school
health at the local health department. His wife was expecting
their first child, and she h ad been receiving prenatal care at the
health department.
Larry was aware that a few years ago the federal government
had, by law, provided block grants to states for primary care,
maternal-child health programs, and other health care needs of
states. He had read the Federal Register and knew that the regu-
lations for these grants had been written through USDHHS
departments. He was aware that these regulations did not
require states to fund specific programs.
Larry read in the local newspaper that the health department
was closing its prenatal clinic at the end of the month. When
I KEY POINTS
• The legal basis for most congressional action in health care
can be found in Article I, Section 8, of the U.S. Constitution.
• The five major health care functions of the federal govern-
ment are direct service, financing, information, policy
setting, and public protection.
• The goal of the World Health Organization is the attainment
by all people of the highest possible level of health.
• Many federal agencies are involved in government health
care functions. The agency most directly involved with the
health and welfare of Americans is the U.S. Department of
Health and Human Services (USDHHS).
• Most state and local governments have activities that affect
nursing practice.
• The variety and range of functions of governmental agencies
have had a major impact on nursing. Funding, in particular,
has shaped the role and tasks of nurses.
• The private sector ( of which nurses are a part) can influence
legislation in many ways, especially through the process of
writing regulations.
• The number and types of laws influencing health care are
increasing. Because of this, involvement in the political
process is important to nurses.
• Professional negligence and the scope of practice are two
legal aspects particularly relevant to nursing practice.
• Nurses must consider the legal implications of their own
practice in each clinical encounter.
The federal and most state governments are composed of
three branches: the executive, the legislative, and the judicial.
CHAPTER 8 Public Health Policy
his state had received its block grant, it decided to spend the
money for programs other than prenatal care. Larry found that
a 3-year study in his own state showed improved pregnancy
outcomes as a result of prenatal care. The results were further
improved when the care was delivered by population-centered
nurses. After Larry’s daughter was born, he read in the Federal
Register that states could apply for federal stimulus funds and
receive a grant for home visiting services to support mothers
and new babies.
Larry was concerned that, as a student, he would have little
influence on how such grant dollars would be spent. However,
he decided to call his classmates together to plan a course of
action.
What would such an action plan include?
Answers can be found on the Evolve site.
• Each branch of government plays a significant role in health
policy.
The U.S. Public Health Service was created in 1798.
• The first national health insurance legislation was challenged
in the Supreme Court in 1937.
• Health: United States (NCHS, 2013) is an important source
of data about the nation’s health care problems.
• In 1921 the Sheppard-Towner Act was passed, and it had an
important influence on child health programs and
population-centered nursing practice.
• The Division of Nursing, the National Institute of Nursing
Research, and the Agency for Healthcare Policy and Research
are governmental agencies important to nursing.
Nurses, through state and local health departments, function
as consultants, policy advocates, population level and direct
care providers, researchers, teachers, supervisors, and
program managers.
• The state governments are responsible for regulating nursing
practice within the state.
• Federal and state social welfare programs have been devel-
oped to provide monetary benefits to the poor, older adults,
the disabled, and the unemployed.
• Social welfare programs affect nursing practice. These pro-
grams improve the quality of life for special populations,
thus making the nurse’s job easier in assisting the client with
health needs.
• The nurse’s scope of practice is defined by legislation and by
standards of practice within a specialty.
PART 2 Forces Affecting Health Care Delivery and Population-Centered Nursing
I CLINICAL DECISION-MAKING ACTIVITIES
I. Conduct an interview with a local health officer. Ask for
information from a 10-year period. Try to see trends in pop-
ulation size, health needs and corresponding roles, and activ-
ities of government that were implemented to meet these
changes. What were some of the problems you identified?
2. Examine a current health department budget and compare it
with a budget from previous years. Has there been any impact
on health care because · of changes in government spending
( especially before and after the passing of the Patient Protec-
tion and Affordable Care Act)? Give an example.
3. Locate your state register or other documents, such as news –
papers, that publish proposed regulations. Select one set
of proposed regulations and critique them. Submit your
opinion in writing as public comment, or attend the hearing
and testify on the regulations. Be sure to submit something
in writing. Evaluate your participation by stating what you
learned and whether the proposed regulations were changed
in your favor.
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